WFG Advisors’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

WFG Advisors’s Portfolio DIAX Stock Details DIAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	$10K	Hold	600	–	–	﹤0.01%	1130
2017 Q1	$9K	Buy	+600	New	+$9.39K	﹤0.01%	1099
2016 Q1	–	Sell	-550	Closed	-$8K	–	1550
2015 Q4	$8K	Hold	550	–	–	﹤0.01%	1124
2015 Q3	$7K	Hold	550	–	–	﹤0.01%	1173
2015 Q2	$8K	Hold	550	–	–	﹤0.01%	1239
2015 Q1	$8K	Sell	550 -4,001	-88%	-$61.8K	﹤0.01%	1256
2014 Q4	$70K	Buy	+4,551	New	+$73.3K	0.01%	757

Other funds holding DIAX

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

WFG Advisors's DIAX Position: Q2 2017 in Review

WFG Advisors held its Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) position steady in Q2 2017 at 600 shares worth $10K. The position accounts for ﹤0.01% of the portfolio, ranked #1130.

WFG Advisors first reported a position in DIAX in Q4 2014 and has held it in 7 quarters since. The position peaked at $70K in Q4 2014. 60 funds tracked by Wall St. Rank hold DIAX as of Q2 2017.

WFG Advisors held 600 shares of Nuveen Dow 30SM Dynamic Overwrite Fund worth $10K as of Q2 2017.
WFG Advisors left its Nuveen Dow 30SM Dynamic Overwrite Fund share count unchanged in Q2 2017.
Nuveen Dow 30SM Dynamic Overwrite Fund made up ﹤0.01% of WFG Advisors's portfolio in Q2 2017, its #1130 holding.
WFG Advisors first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q4 2014 and has held it in 7 quarters since.
WFG Advisors's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $70K in Q4 2014.
60 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q2 2017.

Based on WFG Advisors's 13F filing for Q2 2017, filed 18 Aug 2017.