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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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75 hedge funds and large institutions have $119M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2019 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 25 increasing their positions, 17 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

47% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 17

1% more capital invested

Capital invested by funds: $117M → $119M (+$1.56M)

0.64% more ownership

Funds ownership: 18% → 18.64% (+0.64%)

5% less funds holding

Funds holding: 79 → 75 (-4)

25% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 12

Holders
75
Holders Change
-4
Holders Change %
-5.06%
% of All Funds
1.63%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
25
Reduced
17
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SFS
Shaker Financial Services
Virginia
+$3.86M
2
WAM
Wolverine Asset Management
Illinois
+$843K
3
Millennium Management
Millennium Management
New York
+$619K
4
Morgan Stanley
Morgan Stanley
New York
+$511K
5
UBS Group
UBS Group
Switzerland
+$425K

Top Sellers

Rank Fund Capital Flow
1
GC
Guggenheim Capital
Illinois
-$1.01M
2
AAM
Advisors Asset Management
Colorado
-$743K
3
Bank of Montreal
Bank of Montreal
Ontario, Canada
-$734K
4
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
-$472K
5
NA
NewEdge Advisors
Louisiana
-$340K
Name Holding Trade Value Shares
Change 		Change in
Stake
PA
26
Pinnacle Associates
New York
$678K -$3.53K -200 -0.5%
Millennium Management
27
Millennium Management
New York
$618K +$619K +35,100 New
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$617K -$24.9K -1,413 -4%
NFG
29
Nations Financial Group
Iowa
$597K +$22.9K +1,300 +4%
SWP
30
Stratos Wealth Partners
Ohio
$510K +$3K +170 +0.6%
AG
31
Advisor Group
Arizona
$426K +$103K +5,824 +32%
Stifel Financial
32
Stifel Financial
Missouri
$398K +$28.1K +1,594 +8%
KeyBank National Association
33
KeyBank National Association
Ohio
$390K – – –
MML Investors Services
34
MML Investors Services
Massachusetts
$327K +$67.5K +3,828 +26%
DAS
35
Dynamic Advisor Solutions
Arizona
$321K +$12.1K +686 +4%
WS
36
Wedbush Securities
California
$244K +$244K +13,835 New
FHA
37
Flagship Harbor Advisors
Massachusetts
$238K -$10.4K -588 -4%
PFA
38
Pettinga Financial Advisors
Indiana
$221K – – –
MA
39
Montag & Associates
Georgia
$212K +$4.16K +236 +2%
CA
40
Calton & Associates
Florida
$193K -$9.03K -512 -4%
SPIA
41
Steward Partners Investment Advisory
New York
$192K +$582 +33 +0.3%
VFA
42
Valeo Financial Advisors
Indiana
$190K – – –
WAM
43
Weiss Asset Management
Massachusetts
$188K +$189K +10,690 New
TYCC
44
Texas Yale Capital Corp
Florida
$183K -$183K -10,368 -50%
EFSCE
45
Enterprise Financial Services Corp (EFSC)
Missouri
$180K – – –
RJT
46
Raymond James Trust
Florida
$180K – – –
Carson Wealth (CWM LLC)
47
Carson Wealth (CWM LLC)
Nebraska
$134K – – –
PNC Financial Services Group
48
PNC Financial Services Group
Pennsylvania
$128K – – –
Fifth Third Bancorp
49
Fifth Third Bancorp
Ohio
$112K – – –
GWM
50
Geneos Wealth Management
Colorado
$111K – – –
1
2
3 4

DIAX Hedge Fund Activity: Q2 2019 in Review

75 of the 4,605 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q2 2019, worth a combined $119M — up 1.3% from $117M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of DIAX and 9 opened new positions — a net loss of 3 holders — while 17 trimmed existing stakes and 25 added.

The largest buyer was Shaker Financial Services, adding an estimated $3.86M. The largest seller was Guggenheim Capital, exiting entirely with an estimated $1.01M sold.

  • 75 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q2 2019, down from 79 in Q1 2019.
  • Funds reported $119M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q2 2019, up 1.3% quarter-over-quarter.
  • 9 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q2 2019 and 12 closed out, a net change of -3 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q2 2019 was Shaker Financial Services, an estimated $3.86M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q2 2019 was Guggenheim Capital, an estimated $1.01M sold.

Based on aggregated 13F filings for Q2 2019.