Enterprise Financial Services Corp (EFSC)’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Enterprise Financial Services Corp (EFSC)’s Portfolio DIAX Stock Details DIAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q2	–	Sell	-4,000	Closed	-$65K	–	1335
2021 Q1	$65K	Hold	4,000	–	–	0.01%	354
2020 Q4	$61K	Sell	4,000 -5,000	-56%	-$71.5K	0.01%	346
2020 Q3	$122K	Hold	9,000	–	–	0.03%	256
2020 Q2	$122K	Hold	9,000	–	–	0.03%	254
2020 Q1	$113K	Sell	9,000 -1,500	-14%	-$24.1K	0.03%	244
2019 Q4	$185K	Buy	10,500 +250	+2%	+$4.45K	0.04%	224
2019 Q3	$183K	Hold	10,250	–	–	0.04%	220
2019 Q2	$180K	Hold	10,250	–	–	0.04%	236
2019 Q1	$185K	Buy	+10,250	New	+$180K	0.04%	235

Other funds holding DIAX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.79% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Enterprise Financial Services Corp (EFSC)'s DIAX Position: Q2 2021 in Review

Enterprise Financial Services Corp (EFSC) sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q2 2021, closing a stake of 4,000 shares — an estimated $65K sold.

Enterprise Financial Services Corp (EFSC) first reported a position in DIAX in Q1 2019 and held it in 9 quarters. The position peaked at $185K in Q4 2019. 89 funds tracked by Wall St. Rank hold DIAX as of Q2 2021.

Enterprise Financial Services Corp (EFSC) reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q2 2021 after selling out during the quarter.
Enterprise Financial Services Corp (EFSC) sold 4,000 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q2 2021, an estimated $65K.
Enterprise Financial Services Corp (EFSC) first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q1 2019 and held it in 9 quarters.
Enterprise Financial Services Corp (EFSC)'s Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $185K in Q4 2019.
89 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q2 2021.

Based on Enterprise Financial Services Corp (EFSC)'s 13F filing for Q2 2021, filed 16 Aug 2021.