Valeo Financial Advisors’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Valeo Financial Advisors’s Portfolio DIAX Stock Details DIAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-11,249	Closed	-$153K	–	1723
2020 Q2	$153K	Buy	11,249 +449	+4%	+$5.99K	0.01%	379
2020 Q1	$144K	Hold	10,800	–	–	0.02%	351
2019 Q4	$191K	Hold	10,800	–	–	0.02%	331
2019 Q3	$192K	Hold	10,800	–	–	0.02%	308
2019 Q2	$190K	Hold	10,800	–	–	0.02%	297
2019 Q1	$194K	Buy	+10,800	New	+$190K	0.02%	286
2018 Q1	–	Sell	-100	Closed	-$2K	–	1553
2017 Q4	$2K	Hold	100	–	–	﹤0.01%	1176
2017 Q3	$2K	Buy	+100	New	+$1.67K	﹤0.01%	1009

Other funds holding DIAX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Valeo Financial Advisors's DIAX Position: Q3 2020 in Review

Valeo Financial Advisors sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q3 2020, closing a stake of 11,249 shares — an estimated $153K sold.

Valeo Financial Advisors first reported a position in DIAX in Q3 2017 and held it in 8 quarters. The position peaked at $194K in Q1 2019. 82 funds tracked by Wall St. Rank hold DIAX as of Q3 2020.

Valeo Financial Advisors reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q3 2020 after selling out during the quarter.
Valeo Financial Advisors sold 11,249 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q3 2020, an estimated $153K.
Valeo Financial Advisors first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q3 2017 and held it in 8 quarters.
Valeo Financial Advisors's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $194K in Q1 2019.
82 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q3 2020.

Based on Valeo Financial Advisors's 13F filing for Q3 2020, filed 28 Oct 2020.