Montag & Associates’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Montag & Associates’s Portfolio DIAX Stock Details DIAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-11,787	Closed	-$160K	–	306
2020 Q2	$160K	Hold	11,787	–	–	0.01%	288
2020 Q1	$148K	Hold	11,787	–	–	0.01%	272
2019 Q4	$208K	Sell	11,787 -236	-2%	-$4.2K	0.02%	291
2019 Q3	$214K	Hold	12,023	–	–	0.02%	286
2019 Q2	$212K	Buy	12,023 +236	+2%	+$4.16K	0.02%	293
2019 Q1	$212K	Hold	11,787	–	–	0.02%	290
2018 Q4	$190K	Hold	11,787	–	–	0.02%	276
2018 Q3	$233K	Hold	11,787	–	–	0.02%	300
2018 Q2	$218K	Buy	+11,787	New	+$222K	0.02%	266

Other funds holding DIAX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Montag & Associates's DIAX Position: Q3 2020 in Review

Montag & Associates sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q3 2020, closing a stake of 11,787 shares — an estimated $160K sold.

Montag & Associates first reported a position in DIAX in Q2 2018 and held it in 9 quarters. The position peaked at $233K in Q3 2018. 82 funds tracked by Wall St. Rank hold DIAX as of Q3 2020.

Montag & Associates reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q3 2020 after selling out during the quarter.
Montag & Associates sold 11,787 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q3 2020, an estimated $160K.
Montag & Associates first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q2 2018 and held it in 9 quarters.
Montag & Associates's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $233K in Q3 2018.
82 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q3 2020.

Based on Montag & Associates's 13F filing for Q3 2020, filed 12 Nov 2020.