Pettinga Financial Advisors’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Pettinga Financial Advisors’s Portfolio DIAX Stock Details DIAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-12,569	Closed	-$224K	–	86
2019 Q3	$224K	Hold	12,569	–	–	0.12%	85
2019 Q2	$221K	Hold	12,569	–	–	0.11%	87
2019 Q1	$226K	Buy	12,569 +1,102	+10%	+$19.4K	0.12%	81
2018 Q4	$185K	Buy	+11,467	New	+$205K	0.12%	88

Other funds holding DIAX

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Pettinga Financial Advisors's DIAX Position: Q4 2019 in Review

Pettinga Financial Advisors sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q4 2019, closing a stake of 12,569 shares — an estimated $224K sold.

Pettinga Financial Advisors first reported a position in DIAX in Q4 2018 and held it in 4 quarters. The position peaked at $226K in Q1 2019. 80 funds tracked by Wall St. Rank hold DIAX as of Q4 2019.

Pettinga Financial Advisors reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q4 2019 after selling out during the quarter.
Pettinga Financial Advisors sold 12,569 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q4 2019, an estimated $224K.
Pettinga Financial Advisors first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q4 2018 and held it in 4 quarters.
Pettinga Financial Advisors's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $226K in Q1 2019.
80 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q4 2019.

Based on Pettinga Financial Advisors's 13F filing for Q4 2019, filed 7 Feb 2020.