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Capital Southwest

72 hedge funds and large institutions have $301M invested in Capital Southwest in 2014 Q2 according to their latest regulatory filings, with 17 funds opening new positions, 25 increasing their positions, 15 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 15

8% more capital invested

Capital invested by funds: $279M → $301M (+$22.4M)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

12% less funds holding

Funds holding: 8272 (-10)

37% less first-time investments, than exits

New positions opened: 17 | Existing positions closed: 27

Holders
72
Holders Change
-10
Holders Change %
-12.2%
% of All Funds
2.07%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
17
Increased
25
Reduced
15
Closed
27
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RFC
51
Russell Frank Company
Washington
$329K +$329K +25,469 New
D.E. Shaw & Co
52
D.E. Shaw & Co
New York
$294K +$287K +22,206 New
WKWM
53
Walter & Keenan Wealth Management
Indiana
$288K
SFM
54
Soros Fund Management
New York
$281K +$274K +21,247 New
Wells Fargo
55
Wells Fargo
California
$250K +$202K +15,647 +477%
State Street
56
State Street
Massachusetts
$236K -$7.25M -561,405 -97%
JG
57
Jefferies Group
New York
$225K +$220K +17,074 New
Nomura Holdings
58
Nomura Holdings
Japan
$219K +$213K +16,535 New
ACI
59
AMP Capital Investors
Australia
$203K +$197K +15,254 New
NFA
60
Nationwide Fund Advisors
Ohio
$131K -$320K -24,759 -71%
PAM
61
Panagora Asset Management
Massachusetts
$130K -$1.07M -83,251 -89%
EFSCE
62
Enterprise Financial Services Corp (EFSC)
Missouri
$58K
TRCT
63
Tower Research Capital (TRC)
New York
$47K -$51.4K -3,985 -53%
Bank of Montreal
64
Bank of Montreal
Ontario, Canada
$44K -$215K -16,635 -83%
GSC
65
Ground Swell Capital
South Carolina
$30K +$29.5K +2,288 New
TWA
66
TCI Wealth Advisors
Arizona
$29K
OSNBOA
67
Old Second National Bank of Aurora
Illinois
$18K
FNBT
68
FineMark National Bank & Trust
Florida
$8K +$2.85K +221 +60%
WCBA
69
Weaver C. Barksdale & Associates
Tennessee
$6K
Manulife (Manufacturers Life Insurance)
70
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$3K -$343K -26,556 -99%
PNC Financial Services Group
71
PNC Financial Services Group
Pennsylvania
$2K
BNP Paribas Financial Markets
72
BNP Paribas Financial Markets
France
$1.98K +$465 +36 +32%
BFA
73
BlackRock Fund Advisors
California
-$13M -1,016,147 Closed
TCIM
74
TIAA CREF Investment Management
New York
-$2.23M -174,864 Closed
Bank of New York Mellon
75
Bank of New York Mellon
New York
-$1.66M -129,967 Closed

CSWC Hedge Fund Activity: Q2 2014 in Review

72 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q2 2014, worth a combined $301M — up 8% from $279M a quarter earlier.

Sellers outnumbered buyers: 27 funds closed out of CSWC and 17 opened new positions — a net loss of 10 holders — while 15 trimmed existing stakes and 25 added.

The largest buyer was Red Rocks Capital, adding an estimated $11.9M. The largest seller was BlackRock Fund Advisors, exiting entirely with an estimated $13M sold.

  • 72 institutional investors held Capital Southwest (CSWC) as of Q2 2014, down from 82 in Q1 2014.
  • Funds reported $301M of Capital Southwest stock for Q2 2014, up 8% quarter-over-quarter.
  • 17 funds opened new Capital Southwest positions in Q2 2014 and 27 closed out, a net change of -10 holders.
  • The largest Capital Southwest buyer in Q2 2014 was Red Rocks Capital, an estimated $11.9M added.
  • The largest Capital Southwest seller in Q2 2014 was BlackRock Fund Advisors, an estimated $13M sold.

Based on aggregated 13F filings for Q2 2014.