Bank of New York Mellon’s Capital Southwest CSWC Stock Holding History

Bank of New York Mellon’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-129,967	Closed	-$1.66M	–	4167
2014 Q1	$1.66M	Sell	129,967 -4,185	-3%	-$53.2K	﹤0.01%	2994
2013 Q4	$1.72M	Buy	134,152 +2,359	+2%	+$28.9K	﹤0.01%	2974
2013 Q3	$1.66M	Buy	131,793 +7,012	+6%	+$90.8K	﹤0.01%	2964
2013 Q2	$1.58M	Buy	+124,781	New	+$1.47M	﹤0.01%	2921

Other funds holding CSWC

ZIG

Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return

Advisory Research Chicago, Illinois $813M AUM 36.71% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

RRAM

River Road Asset Management Louisville, Kentucky $8.99B AUM 12.83% 1-Year Est. Return

RRC

Red Rocks Capital Denver, Colorado $296M AUM 1.84% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Schroder Investment Management Group London, United Kingdom $122B AUM 29.27% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.35% 1-Year Est. Return

TAM

Third Avenue Management New York $616M AUM 45.6% 1-Year Est. Return

Bank of New York Mellon's CSWC Position: Q2 2014 in Review

Bank of New York Mellon sold out of Capital Southwest (CSWC) in Q2 2014, closing a stake of 129,967 shares — an estimated $1.66M sold.

Bank of New York Mellon first reported a position in CSWC in Q2 2013 and held it in 4 quarters. The position peaked at $1.72M in Q4 2013. 72 funds tracked by Wall St. Rank hold CSWC as of Q2 2014.

Bank of New York Mellon reported no remaining Capital Southwest position as of Q2 2014 after selling out during the quarter.
Bank of New York Mellon sold 129,967 Capital Southwest shares in Q2 2014, an estimated $1.66M.
Bank of New York Mellon first reported a position in Capital Southwest in Q2 2013 and held it in 4 quarters.
Bank of New York Mellon's Capital Southwest position peaked at $1.72M in Q4 2013.
72 funds tracked by Wall St. Rank held Capital Southwest as of Q2 2014.

Based on Bank of New York Mellon's 13F filing for Q2 2014, filed 12 Aug 2014.