UBS’s Capital Southwest CSWC Stock Holding History

UBS’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$8.93M	Sell	680,175 -63,472	-9%	-$866K	0.01%	1540
2014 Q2	$9.83M	Buy	743,647 +94,875	+15%	+$1.22M	0.01%	1392
2014 Q1	$8.27M	Buy	648,772 +59,394	+10%	+$754K	0.01%	1403
2013 Q4	$7.54M	Buy	589,378 +32,282	+6%	+$396K	0.01%	1500
2013 Q3	$7M	Buy	557,096 +66,297	+14%	+$859K	0.01%	1417
2013 Q2	$6.21M	Buy	+490,799	New	+$5.78M	0.01%	1426

Other funds holding CSWC

ZIG

Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return

Advisory Research Chicago, Illinois $813M AUM 36.71% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

RRAM

River Road Asset Management Louisville, Kentucky $8.99B AUM 12.83% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

RRC

Red Rocks Capital Denver, Colorado $296M AUM 1.84% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Schroder Investment Management Group London, United Kingdom $122B AUM 29.27% 1-Year Est. Return

Boston Partners Boston, Massachusetts $95.5B AUM 28.4% 1-Year Est. Return

Comerica Bank Dallas, Texas $25.1B AUM 24.68% 1-Year Est. Return

UBS's CSWC Position: Q3 2014 in Review

UBS reduced its Capital Southwest (CSWC) stake by 8.5% in Q3 2014, selling an estimated $866K and leaving 680,175 shares worth $8.93M. The position accounts for 0.01% of the portfolio, ranked #1540.

UBS first reported a position in CSWC in Q2 2013 and has held it in 6 quarters since. The position peaked at $9.83M in Q2 2014. 63 funds tracked by Wall St. Rank hold CSWC as of Q3 2014.

UBS held 680,175 shares of Capital Southwest worth $8.93M as of Q3 2014.
UBS sold 63,472 Capital Southwest shares in Q3 2014, an estimated $866K.
Capital Southwest made up 0.01% of UBS's portfolio in Q3 2014, its #1540 holding.
UBS first reported a position in Capital Southwest in Q2 2013 and has held it in 6 quarters since.
UBS's Capital Southwest position peaked at $9.83M in Q2 2014.
63 funds tracked by Wall St. Rank held Capital Southwest as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.