Enterprise Financial Services Corp (EFSC)’s Capital Southwest CSWC Stock Holding History

Enterprise Financial Services Corp (EFSC)’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-61	Closed	-$1K	–	576
2021 Q2	$1K	Hold	61	–	–	﹤0.01%	1212
2021 Q1	$1K	Buy	+61	New	+$1.25K	﹤0.01%	1238
2015 Q4	–	Sell	-4,279	Closed	-$74K	–	1112
2015 Q3	$74K	Hold	4,279	–	–	0.05%	188
2015 Q2	$78K	Hold	4,279	–	–	0.05%	196
2015 Q1	$73K	Hold	4,279	–	–	0.04%	212
2014 Q4	$60K	Sell	4,279 -145	-3%	-$1.98K	0.04%	230
2014 Q3	$58K	Hold	4,424	–	–	0.04%	233
2014 Q2	$58K	Hold	4,424	–	–	0.03%	235
2014 Q1	$56K	Hold	4,424	–	–	0.03%	234
2013 Q4	$57K	Hold	4,424	–	–	0.03%	228
2013 Q3	$56K	Hold	4,424	–	–	0.04%	222
2013 Q2	$56K	Buy	+4,424	New	+$52.1K	0.04%	191

Other funds holding CSWC

SMH

Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return

ZIG

Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Enterprise Financial Services Corp (EFSC)'s CSWC Position: Q3 2021 in Review

Enterprise Financial Services Corp (EFSC) sold out of Capital Southwest (CSWC) in Q3 2021, closing a stake of 61 shares — an estimated $1K sold.

Enterprise Financial Services Corp (EFSC) first reported a position in CSWC in Q2 2013 and held it in 12 quarters. The position peaked at $78K in Q2 2015. 83 funds tracked by Wall St. Rank hold CSWC as of Q3 2021.

Enterprise Financial Services Corp (EFSC) reported no remaining Capital Southwest position as of Q3 2021 after selling out during the quarter.
Enterprise Financial Services Corp (EFSC) sold 61 Capital Southwest shares in Q3 2021, an estimated $1K.
Enterprise Financial Services Corp (EFSC) first reported a position in Capital Southwest in Q2 2013 and held it in 12 quarters.
Enterprise Financial Services Corp (EFSC)'s Capital Southwest position peaked at $78K in Q2 2015.
83 funds tracked by Wall St. Rank held Capital Southwest as of Q3 2021.

Based on Enterprise Financial Services Corp (EFSC)'s 13F filing for Q3 2021, filed 15 Nov 2021.