FineMark National Bank & Trust’s Capital Southwest CSWC Stock Holding History

FineMark National Bank & Trust’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-482	Closed	-$8K	–	1382
2015 Q3	$8K	Sell	482 -68	-12%	-$1.2K	﹤0.01%	1005
2015 Q2	$10K	Buy	550 +79	+17%	+$1.42K	﹤0.01%	998
2015 Q1	$8K	Sell	471 -109	-19%	-$1.82K	﹤0.01%	1033
2014 Q4	$8K	Sell	580 -175	-23%	-$2.38K	﹤0.01%	1064
2014 Q3	$10K	Buy	755 +164	+28%	+$2.24K	﹤0.01%	1017
2014 Q2	$8K	Buy	591 +221	+60%	+$2.85K	﹤0.01%	1070
2014 Q1	$5K	Buy	+370	New	+$4.7K	﹤0.01%	1156

Other funds holding CSWC

MCP

Moab Capital Partners Southampton, New York $41M AUM 33.21% 1-Year Est. Return

ZIG

Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return

ETC

Evercore Trust Company New York $34.6B AUM 25.41% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

RRAM

River Road Asset Management Louisville, Kentucky $8.99B AUM 12.83% 1-Year Est. Return

Clover Partners Dallas, Texas $43.1M AUM 4.09% 1-Year Est. Return

GCM

Greywolf Capital Management Purchase, New York $67.3M AUM 100.05% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

DCM

Dialectic Capital Management Norwalk, Connecticut $155M AUM 59.34% 1-Year Est. Return

FineMark National Bank & Trust's CSWC Position: Q4 2015 in Review

FineMark National Bank & Trust sold out of Capital Southwest (CSWC) in Q4 2015, closing a stake of 482 shares — an estimated $8K sold.

FineMark National Bank & Trust first reported a position in CSWC in Q1 2014 and held it in 7 quarters. The position peaked at $10K in Q2 2015. 51 funds tracked by Wall St. Rank hold CSWC as of Q4 2015.

FineMark National Bank & Trust reported no remaining Capital Southwest position as of Q4 2015 after selling out during the quarter.
FineMark National Bank & Trust sold 482 Capital Southwest shares in Q4 2015, an estimated $8K.
FineMark National Bank & Trust first reported a position in Capital Southwest in Q1 2014 and held it in 7 quarters.
FineMark National Bank & Trust's Capital Southwest position peaked at $10K in Q2 2015.
51 funds tracked by Wall St. Rank held Capital Southwest as of Q4 2015.

Based on FineMark National Bank & Trust's 13F filing for Q4 2015, filed 9 Feb 2016.