GSC
CSWC icon

Ground Swell Capital’s Capital Southwest CSWC Stock Holding History

Ground Swell Capital’s Portfolio CSWC Stock Details CSWC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$6K Sell
441
-1,847
-81% -$25.2K 0.01% 1321
2014
Q2 		$30K Buy
+2,288
New +$29.5K 0.06% 277

Other funds holding CSWC

ZIG
Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return
AR
Advisory Research Chicago, Illinois $813M AUM 36.71% 1-Year Est. Return
First Manhattan
First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return
RRAM
River Road Asset Management Louisville, Kentucky $8.99B AUM 12.83% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
RRC
Red Rocks Capital Denver, Colorado $296M AUM 1.84% 1-Year Est. Return
T. Rowe Price Associates
T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return
Schroder Investment Management Group
Schroder Investment Management Group London, United Kingdom $122B AUM 29.27% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
Boston Partners
Boston Partners Boston, Massachusetts $95.5B AUM 28.4% 1-Year Est. Return

Ground Swell Capital's CSWC Position: Q3 2014 in Review

Ground Swell Capital reduced its Capital Southwest (CSWC) stake by 81% in Q3 2014, selling an estimated $25.2K and leaving 441 shares worth $6K. The position accounts for 0.01% of the portfolio, ranked #1321.

Ground Swell Capital first reported a position in CSWC in Q2 2014 and has held it in 2 quarters since. The position peaked at $30K in Q2 2014. 63 funds tracked by Wall St. Rank hold CSWC as of Q3 2014.

  • Ground Swell Capital held 441 shares of Capital Southwest worth $6K as of Q3 2014.
  • Ground Swell Capital sold 1,847 Capital Southwest shares in Q3 2014, an estimated $25.2K.
  • Capital Southwest made up 0.01% of Ground Swell Capital's portfolio in Q3 2014, its #1321 holding.
  • Ground Swell Capital first reported a position in Capital Southwest in Q2 2014 and has held it in 2 quarters since.
  • Ground Swell Capital's Capital Southwest position peaked at $30K in Q2 2014.
  • 63 funds tracked by Wall St. Rank held Capital Southwest as of Q3 2014.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.