Nomura Holdings’s Capital Southwest CSWC Stock Holding History

Nomura Holdings’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-16,535	Closed	-$219K	–	2808
2014 Q2	$219K	Buy	+16,535	New	+$213K	﹤0.01%	2327

Other funds holding CSWC

ZIG

Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return

Advisory Research Chicago, Illinois $813M AUM 36.71% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

RRAM

River Road Asset Management Louisville, Kentucky $8.99B AUM 12.83% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

RRC

Red Rocks Capital Denver, Colorado $296M AUM 1.84% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Schroder Investment Management Group London, United Kingdom $122B AUM 29.27% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Boston Partners Boston, Massachusetts $95.5B AUM 28.4% 1-Year Est. Return

Nomura Holdings's CSWC Position: Q3 2014 in Review

Nomura Holdings sold out of Capital Southwest (CSWC) in Q3 2014, closing a stake of 16,535 shares — an estimated $219K sold.

Nomura Holdings first reported a position in CSWC in Q2 2014 and held it in 1 quarter. The position peaked at $219K in Q2 2014. 63 funds tracked by Wall St. Rank hold CSWC as of Q3 2014.

Nomura Holdings reported no remaining Capital Southwest position as of Q3 2014 after selling out during the quarter.
Nomura Holdings sold 16,535 Capital Southwest shares in Q3 2014, an estimated $219K.
Nomura Holdings first reported a position in Capital Southwest in Q2 2014 and held it in 1 quarter.
Nomura Holdings's Capital Southwest position peaked at $219K in Q2 2014.
63 funds tracked by Wall St. Rank held Capital Southwest as of Q3 2014.

Based on Nomura Holdings's 13F filing for Q3 2014, filed 14 Nov 2014.