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Capital Southwest
CSWC

Overview Fund Activity

51 hedge funds and large institutions have $137M invested in Capital Southwest in 2015 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 3 increasing their positions, 37 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
51
Holders Change
-8
Holders Change %
-13.56%
% of All Funds
1.34%
Holding in Top 10
6
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-14.29%
% of All Funds
0.16%
New
11
Increased
3
Reduced
37
Closed
19
Calls
$9.44M
Puts
–
Net Calls
+$9.44M
Net Calls Change
+$9.44M

Top Buyers

1
ETC
1
Evercore Trust Company
New York
$15.4M
2
PAIM
2
Punch & Associates Investment Management
Minnesota
$11.1M
3
DCM
3
Dialectic Capital Management
Connecticut
$2.85M
4
Barclays
4
Barclays
United Kingdom
$857K
5
Two Sigma Investments
5
Two Sigma Investments
New York
$684K

Top Sellers

1
MCP
1
Moab Capital Partners
New York
$21.6M
2
ZIG
2
Zuckerman Investment Group
Illinois
$19.7M
3
AR
3
Advisory Research
Illinois
$0
4
ICM
4
ISZO Capital Management
New York
$0
5
First Manhattan
5
First Manhattan
New York
$13.3M
Name Holding Trade Value Shares
Change 		Shares
Change %
AAM
26
Advisors Asset Management
Colorado
$314K -$611K -44,083 -66%
HK
27
Horizon Kinetics
New York
$294K -$507K -36,549 -63%
D.E. Shaw & Co
28
D.E. Shaw & Co
New York
$281K -$469K -33,749 -63%
SGAM
29
Steinberg Global Asset Management
Florida
$244K -$322K -23,217 -57%
WS
30
Wedbush Securities
California
$237K -$378K -27,218 -61%
Citadel Advisors
31
Citadel Advisors
Florida
$217K +$217K +15,635 New
Brown Advisory
32
Brown Advisory
Maryland
$203K -$350K -25,253 -63%
CHAM
33
Clear Harbor Asset Management
Connecticut
$188K +$188K +13,537 New
EHC
34
Everett Harris & Co
California
$186K -$327K -23,573 -64%
Tudor Investment Corp
35
Tudor Investment Corp
Connecticut
$149K +$149K +10,745 New
SBH
36
Segall Bryant & Hamill
Illinois
$148K -$255K -18,385 -63%
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$136K -$300K -21,630 -69%
Citigroup
38
Citigroup
New York
$119K -$224K -16,115 -65%
Bank of America
39
Bank of America
North Carolina
$119K -$205K -14,826 -63%
CC
40
Cannell Capital
Wyoming
$107K -$599K -43,105 -85%
JC
41
JBF Capital
Colorado
$104K -$179K -12,890 -63%
Royal Bank of Canada
42
Royal Bank of Canada
Ontario, Canada
$89K -$110K -7,898 -55%
PI
43
PineBridge Investments
New York
$67K +$27.9K +2,022 +71%
Bank of Montreal
44
Bank of Montreal
Ontario, Canada
$26K +$26K +1,880 New
NFA
45
Nationwide Fund Advisors
Ohio
$19K -$32.8K -2,414 -63%
TWA
46
TCI Wealth Advisors
Arizona
$11K -$19K -1,405 -63%
OSNBOA
47
Old Second National Bank of Aurora
Illinois
$7K -$12.1K -862 -63%
PAM
48
Panagora Asset Management
Massachusetts
$4K -$6.9K -478 -63%
MFS
49
MSI Financial Services
Massachusetts
$3K +$3K +184 New
Manulife (Manufacturers Life Insurance)
50
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1 -$2 -162 -63%
1
2
3