Cannell Capital’s Capital Southwest CSWC Stock Holding History

Cannell Capital’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-7,700	Closed	-$107K	–	54
2015 Q4	$107K	Sell	7,700 -43,105	-85%	-$631K	0.05%	52
2015 Q3	$884K	Hold	50,805	–	–	0.33%	42
2015 Q2	$931K	Buy	50,805 +10,408	+26%	+$188K	0.3%	40
2015 Q1	$688K	Buy	+40,397	New	+$673K	0.22%	49

Other funds holding CSWC

MCP

Moab Capital Partners Southampton, New York $41M AUM 33.21% 1-Year Est. Return

ZIG

Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

RRAM

River Road Asset Management Louisville, Kentucky $8.99B AUM 12.83% 1-Year Est. Return

ETC

Evercore Trust Company New York $34.6B AUM 25.41% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

Clover Partners Dallas, Texas $43.1M AUM 4.09% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Ariel Investments Chicago, Illinois $8.93B AUM 29.58% 1-Year Est. Return

GCM

Greywolf Capital Management Purchase, New York $67.3M AUM 100.05% 1-Year Est. Return

Cannell Capital's CSWC Position: Q1 2016 in Review

Cannell Capital sold out of Capital Southwest (CSWC) in Q1 2016, closing a stake of 7,700 shares — an estimated $107K sold.

Cannell Capital first reported a position in CSWC in Q1 2015 and held it in 4 quarters. The position peaked at $931K in Q2 2015. 50 funds tracked by Wall St. Rank hold CSWC as of Q1 2016.

Cannell Capital reported no remaining Capital Southwest position as of Q1 2016 after selling out during the quarter.
Cannell Capital sold 7,700 Capital Southwest shares in Q1 2016, an estimated $107K.
Cannell Capital first reported a position in Capital Southwest in Q1 2015 and held it in 4 quarters.
Cannell Capital's Capital Southwest position peaked at $931K in Q2 2015.
50 funds tracked by Wall St. Rank held Capital Southwest as of Q1 2016.

Based on Cannell Capital's 13F filing for Q1 2016, filed 13 May 2016.