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CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Delisted

CEM was delisted on the 6th of September, 2024.

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87 hedge funds and large institutions have $36.1M invested in ClearBridge MLP and Midstream Fund Inc. in 2020 Q1 according to their latest regulatory filings, with 21 funds opening new positions, 20 increasing their positions, 35 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 15

4% more funds holding

Funds holding: 84 → 87 (+3)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

43% less repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 35

86% less capital invested

Capital invested by funds: $251M → $36.1M (-$215M)

Holders
87
Holders Change
+3
Holders Change %
+3.57%
% of All Funds
1.92%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
21
Increased
20
Reduced
35
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AC
Aristides Capital
Kentucky
+$12.1M
2
MC
Matisse Capital
Oregon
+$9.47M
3
LCM
Landscape Capital Management
New Jersey
+$6.11M
4
WAM
Wolverine Asset Management
Illinois
+$2.51M
5
CA
Cornerstone Advisors
North Carolina
+$1.63M

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$13.2M
2
SEIA
Signature Estate & Investment Advisors
California
-$12.2M
3
UBS Group
UBS Group
Switzerland
-$6.98M
4
AIM
Allen Investment Management
New York
-$6.91M
5
1832 Asset Management
1832 Asset Management
Ontario, Canada
-$5.11M
Name Holding Trade Value Shares
Change 		Change in
Stake
EIP
76
Ellis Investment Partners
Pennsylvania
$4K -$9.1K -216 -31%
CFGS
77
Concourse Financial Group Securities
Alabama
$4K -$4.67K -111 -19%
LFG
78
Larson Financial Group
Missouri
$2K +$4.38K +104 +84%
CT
79
Caldwell Trust
Florida
$1.83K – – –
NFG
80
Next Financial Group
Texas
$1K -$11.2K -267 -73%
AF
81
Advisornet Financial
Minnesota
$1K – – –
EAM
82
Eukles Asset Management
Ohio
$1K – – –
CAL
83
Capital Advisors Ltd
Ohio
$1K +$3.79K +90 New
CAGAS
84
Capital Advisory Group Advisory Services
Minnesota
$1K +$5.26K +125 New
1832 Asset Management
85
1832 Asset Management
Ontario, Canada
– -$5.11M -89,981 Closed
KIM
86
Karpus Investment Management
New York
– -$2.74M -48,724 Closed
MIG
87
Mariner Investment Group
New York
– -$1.14M -20,260 Closed
Fifth Third Bancorp
88
Fifth Third Bancorp
Ohio
– -$784K -13,932 Closed
EWM
89
Edge Wealth Management
New York
– -$671K -12,036 Closed
MIAN
90
Mariner Independent Advisor Network
Kansas
– -$463K -8,218 Closed
SMC
91
Smith, Moore & Co
Missouri
– -$424K -7,535 Closed
LWAC
92
Laurel Wealth Advisors (California)
California
– -$415K -7,365 Closed
PI
93
Parkside Investments
Illinois
– -$213K -3,800 Closed
NP
94
NorthRock Partners
Minnesota
– -$207K -3,677 Closed
BCWM
95
Bartlett & Co Wealth Management
Ohio
– -$42.8K -759 Closed
FIA
96
FNY Investment Advisers
New York
– -$32K -576 Closed
MA
97
MUFG Americas
New York
– -$20K -355 Closed
Rockefeller Capital Management
98
Rockefeller Capital Management
New York
– -$12K -206 Closed
WCG
99
Weaver Consulting Group
California
– -$11K -188 Closed
BBHC
100
Brown Brothers Harriman & Co
New York
– +$379 +9 New
1 2 3
4

CEM Hedge Fund Activity: Q1 2020 in Review

87 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q1 2020, worth a combined $36.1M — down 86% from $251M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new CEM positions and 15 closed out — a net gain of 6 holders — while 20 added to existing stakes and 35 trimmed.

The largest buyer was Aristides Capital, opening a new position worth an estimated $12.1M. The largest seller was Morgan Stanley, cutting an estimated $13.2M.

  • 87 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q1 2020, up from 84 in Q4 2019.
  • Funds reported $36.1M of ClearBridge MLP and Midstream Fund Inc. stock for Q1 2020, down 86% quarter-over-quarter.
  • 21 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q1 2020 and 15 closed out, a net change of +6 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q1 2020 was Aristides Capital, an estimated $12.1M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q1 2020 was Morgan Stanley, an estimated $13.2M sold.

Based on aggregated 13F filings for Q1 2020.