Mariner Independent Advisor Network’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Mariner Independent Advisor Network’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-8,218	Closed	-$463K	–	406
2019 Q4	$463K	Buy	8,218 +949	+13%	+$50.9K	0.03%	323
2019 Q3	$411K	Buy	7,269 +358	+5%	+$20.8K	0.03%	332
2019 Q2	$418K	Buy	6,911 +546	+9%	+$33.6K	0.03%	329
2019 Q1	$406K	Buy	6,365 +605	+11%	+$36.8K	0.03%	318
2018 Q4	$345K	Sell	5,760 -282	-5%	-$17.7K	0.03%	324
2018 Q3	$438K	Buy	+6,042	New	+$443K	0.05%	193

Other funds holding CEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

Aristides Capital Louisville, Kentucky $462M AUM 28.94% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

Terril Brothers St. Louis, Missouri $366M AUM 29.25% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

LCM

Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Mariner Independent Advisor Network's CEM Position: Q1 2020 in Review

Mariner Independent Advisor Network sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q1 2020, closing a stake of 8,218 shares — an estimated $463K sold.

Mariner Independent Advisor Network first reported a position in CEM in Q3 2018 and held it in 6 quarters. The position peaked at $463K in Q4 2019. 87 funds tracked by Wall St. Rank hold CEM as of Q1 2020.

Mariner Independent Advisor Network reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q1 2020 after selling out during the quarter.
Mariner Independent Advisor Network sold 8,218 ClearBridge MLP and Midstream Fund Inc. shares in Q1 2020, an estimated $463K.
Mariner Independent Advisor Network first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q3 2018 and held it in 6 quarters.
Mariner Independent Advisor Network's ClearBridge MLP and Midstream Fund Inc. position peaked at $463K in Q4 2019.
87 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q1 2020.

Based on Mariner Independent Advisor Network's 13F filing for Q1 2020, filed 5 May 2020.