Rockefeller Capital Management’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Rockefeller Capital Management’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-4,800	Closed	-$160K	–	4053
2022 Q4	$160K	Hold	4,800	–	–	﹤0.01%	1777
2022 Q3	$143K	Hold	4,800	–	–	﹤0.01%	1807
2022 Q2	$137K	Hold	4,800	–	–	﹤0.01%	1794
2022 Q1	$161K	Hold	4,800	–	–	﹤0.01%	1782
2021 Q4	$129K	Hold	4,800	–	–	﹤0.01%	1824
2021 Q3	$130K	Buy	4,800 +2,000	+71%	+$53.7K	﹤0.01%	1751
2021 Q2	$81K	Buy	+2,800	New	+$76.7K	﹤0.01%	1885
2020 Q1	–	Sell	-206	Closed	-$12K	–	2514
2019 Q4	$12K	Buy	+206	New	+$11K	﹤0.01%	1562

Other funds holding CEM

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

Aristides Capital Louisville, Kentucky $462M AUM 28.94% 1-Year Est. Return

Terril Brothers St. Louis, Missouri $366M AUM 29.25% 1-Year Est. Return

Woodline Partners San Francisco, California $26.4B AUM 44.85% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Rockefeller Capital Management's CEM Position: Q1 2023 in Review

Rockefeller Capital Management sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q1 2023, closing a stake of 4,800 shares — an estimated $160K sold.

Rockefeller Capital Management first reported a position in CEM in Q4 2019 and held it in 8 quarters. The position peaked at $161K in Q1 2022. 69 funds tracked by Wall St. Rank hold CEM as of Q1 2023.

Rockefeller Capital Management reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q1 2023 after selling out during the quarter.
Rockefeller Capital Management sold 4,800 ClearBridge MLP and Midstream Fund Inc. shares in Q1 2023, an estimated $160K.
Rockefeller Capital Management first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q4 2019 and held it in 8 quarters.
Rockefeller Capital Management's ClearBridge MLP and Midstream Fund Inc. position peaked at $161K in Q1 2022.
69 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q1 2023.

Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.