Caldwell Trust’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Caldwell Trust’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-200	Closed	-$6.93K	–	759
2023 Q2	$6.93K	Hold	200	–	–	﹤0.01%	649
2023 Q1	$6.47K	Hold	200	–	–	﹤0.01%	648
2022 Q4	$6.67K	Hold	200	–	–	﹤0.01%	642
2022 Q3	$5.96K	Hold	200	–	–	﹤0.01%	643
2022 Q2	$5.75K	Hold	200	–	–	﹤0.01%	668
2022 Q1	$6.74K	Hold	200	–	–	﹤0.01%	667
2021 Q4	$5.38K	Hold	200	–	–	﹤0.01%	675
2021 Q3	$5.43K	Hold	200	–	–	﹤0.01%	667
2021 Q2	$5.85K	Hold	200	–	–	﹤0.01%	675
2021 Q1	$4.67K	Hold	200	–	–	﹤0.01%	674
2020 Q4	$3.36K	Hold	200	–	–	﹤0.01%	687
2020 Q3	$2.21K	Hold	200	–	–	﹤0.01%	699
2020 Q2	$3.19K	Hold	200	–	–	﹤0.01%	719
2020 Q1	$1.83K	Hold	200	–	–	﹤0.01%	758
2019 Q4	$11.3K	Buy	+200	New	+$10.7K	﹤0.01%	670

Other funds holding CEM

SCM

Saba Capital Management New York $3.9B AUM 12.9% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Woodline Partners San Francisco, California $32.4B AUM 58.5% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Aristides Capital Louisville, Kentucky $514M AUM 29.58% 1-Year Est. Return

Terril Brothers St. Louis, Missouri $388M AUM 29.38% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $823M AUM 27.48% 1-Year Est. Return

Caldwell Trust's CEM Position: Q3 2023 in Review

Caldwell Trust sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q3 2023, closing a stake of 200 shares — an estimated $6.93K sold.

Caldwell Trust first reported a position in CEM in Q4 2019 and held it in 15 quarters. The position peaked at $11.3K in Q4 2019. 72 funds tracked by Wall St. Rank hold CEM as of Q3 2023.

Caldwell Trust reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q3 2023 after selling out during the quarter.
Caldwell Trust sold 200 ClearBridge MLP and Midstream Fund Inc. shares in Q3 2023, an estimated $6.93K.
Caldwell Trust first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q4 2019 and held it in 15 quarters.
Caldwell Trust's ClearBridge MLP and Midstream Fund Inc. position peaked at $11.3K in Q4 2019.
72 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q3 2023.

Based on Caldwell Trust's 13F filing for Q3 2023, filed 1 Oct 2025.