Caldwell Trust’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Caldwell Trust’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-200	Closed	-$6.93K	–	759
2023 Q2	$6.93K	Hold	200	–	–	﹤0.01%	649
2023 Q1	$6.47K	Hold	200	–	–	﹤0.01%	648
2022 Q4	$6.67K	Hold	200	–	–	﹤0.01%	642
2022 Q3	$5.96K	Hold	200	–	–	﹤0.01%	643
2022 Q2	$5.75K	Hold	200	–	–	﹤0.01%	668
2022 Q1	$6.74K	Hold	200	–	–	﹤0.01%	667
2021 Q4	$5.38K	Hold	200	–	–	﹤0.01%	675
2021 Q3	$5.43K	Hold	200	–	–	﹤0.01%	667
2021 Q2	$5.85K	Hold	200	–	–	﹤0.01%	675
2021 Q1	$4.67K	Hold	200	–	–	﹤0.01%	674
2020 Q4	$3.36K	Hold	200	–	–	﹤0.01%	687
2020 Q3	$2.21K	Hold	200	–	–	﹤0.01%	699
2020 Q2	$3.19K	Hold	200	–	–	﹤0.01%	719
2020 Q1	$1.83K	Hold	200	–	–	﹤0.01%	758
2019 Q4	$11.3K	Buy	+200	New	+$10.7K	﹤0.01%	670

Other funds holding CEM

Saba Capital Management New York $3.12B AUM 13% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Woodline Partners San Francisco, California $26.4B AUM 44.85% 1-Year Est. Return

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Aristides Capital Louisville, Kentucky $303M AUM 28.94% 1-Year Est. Return

Terril Brothers St. Louis, Missouri $366M AUM 29.25% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

Raymond James Financial Services Advisors St. Petersburg, Florida $75B AUM 31.89% 1-Year Est. Return

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return