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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

77 hedge funds and large institutions have $217M invested in ClearBridge MLP and Midstream Fund Inc. in 2016 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 26 increasing their positions, 29 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% less funds holding

Funds holding: 8477 (-7)

10% less repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 29

16% less capital invested

Capital invested by funds: $259M → $217M (-$42.4M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

50% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 10

Holders
77
Holders Change
-7
Holders Change %
-8.33%
% of All Funds
2.05%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
5
Increased
26
Reduced
29
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RJA
26
Raymond James & Associates
Florida
$782K -$92.4K -1,466 -11%
RJFSA
27
Raymond James Financial Services Advisors
Florida
$729K -$13.3K -211 -2%
OC
28
Oppenheimer & Co
New York
$689K -$27.4K -435 -4%
Deutsche Bank
29
Deutsche Bank
Germany
$610K
Janney Montgomery Scott
30
Janney Montgomery Scott
Pennsylvania
$581K -$106K -1,681 -16%
Franklin Resources
31
Franklin Resources
California
$537K
US Bancorp
32
US Bancorp
Minnesota
$452K +$5.8K +92 +1%
TC
33
TFS Capital
Pennsylvania
$437K +$22.1K +350 +6%
TB
34
Terril Brothers
Missouri
$436K
Fiera Capital (Canada)
35
Fiera Capital (Canada)
Quebec, Canada
$402K
Cambridge Investment Research Advisors
36
Cambridge Investment Research Advisors
Iowa
$366K -$5.54K -88 -2%
SI
37
Stephens Inc
Arkansas
$364K -$645K -10,235 -66%
LWAC
38
Laurel Wealth Advisors (California)
California
$352K
Baird Financial Group
39
Baird Financial Group
Wisconsin
$338K +$92.6K +1,470 +42%
BTS
40
BB&T Securities
Virginia
$332K -$22.4K -355 -7%
HighTower Advisors
41
HighTower Advisors
Illinois
$294K -$35.6K -565 -12%
SWP
42
Stratos Wealth Partners
Ohio
$273K +$26.5K +421 +12%
SHA
43
Smith Hayes Advisers
Nebraska
$271K -$6.8K -108 -3%
ICAS
44
Investors Capital Advisory Services
Massachusetts
$264K -$12.6K -200 -5%
MFW
45
Mosaic Family Wealth
Missouri
$255K -$18.6K -296 -7%
CSA
46
Cottage Street Advisors
Massachusetts
$251K
AL
47
Appaloosa LP
New Jersey
$247K +$229K +3,639 New
NFG
48
Nations Financial Group
Iowa
$210K +$15.6K +247 +9%
PNC Financial Services Group
49
PNC Financial Services Group
Pennsylvania
$202K -$6.3K -100 -3%
MCM
50
Murphy Capital Management
New Jersey
$195K -$29.4K -466 -14%

CEM Hedge Fund Activity: Q1 2016 in Review

77 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q1 2016, worth a combined $217M — down 16% from $259M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of CEM and 5 opened new positions — a net loss of 5 holders — while 29 trimmed existing stakes and 26 added.

The largest buyer was NorthRock Partners, adding an estimated $8.52M. The largest seller was Bessemer Group, exiting entirely with an estimated $14.2M sold.

  • 77 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q1 2016, down from 84 in Q4 2015.
  • Funds reported $217M of ClearBridge MLP and Midstream Fund Inc. stock for Q1 2016, down 16% quarter-over-quarter.
  • 5 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q1 2016 and 10 closed out, a net change of -5 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q1 2016 was NorthRock Partners, an estimated $8.52M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q1 2016 was Bessemer Group, an estimated $14.2M sold.

Based on aggregated 13F filings for Q1 2016.