Nations Financial Group’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Nations Financial Group’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-3,177	Closed	-$236K	–	151
2017 Q3	$236K	Hold	3,177	–	–	0.23%	129
2017 Q2	$242K	Buy	3,177 +40	+1%	+$3.22K	0.2%	146
2017 Q1	$262K	Buy	3,137 +40	+1%	+$3.34K	0.26%	118
2016 Q4	$241K	Hold	3,097	–	–	0.26%	121
2016 Q3	$252K	Hold	3,097	–	–	0.25%	127
2016 Q2	$247K	Hold	3,097	–	–	0.26%	129
2016 Q1	$210K	Buy	3,097 +247	+9%	+$15.6K	0.24%	126
2015 Q4	$216K	Buy	+2,850	New	+$251K	0.28%	111

Other funds holding CEM

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $823M AUM 27.48% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

NorthRock Partners Minneapolis, Minnesota $6.89B AUM 19.83% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

SEIA

Signature Estate & Investment Advisors Los Angeles, California $5.56B AUM 26.66% 1-Year Est. Return

Terril Brothers St. Louis, Missouri $388M AUM 29.38% 1-Year Est. Return

Fiduciary Trust Boston, Massachusetts $9.19B AUM 25.65% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Nations Financial Group's CEM Position: Q4 2017 in Review

Nations Financial Group sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q4 2017, closing a stake of 3,177 shares — an estimated $236K sold.

Nations Financial Group first reported a position in CEM in Q4 2015 and held it in 8 quarters. The position peaked at $262K in Q1 2017. 90 funds tracked by Wall St. Rank hold CEM as of Q4 2017.

Nations Financial Group reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q4 2017 after selling out during the quarter.
Nations Financial Group sold 3,177 ClearBridge MLP and Midstream Fund Inc. shares in Q4 2017, an estimated $236K.
Nations Financial Group first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q4 2015 and held it in 8 quarters.
Nations Financial Group's ClearBridge MLP and Midstream Fund Inc. position peaked at $262K in Q1 2017.
90 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q4 2017.

Based on Nations Financial Group's 13F filing for Q4 2017, filed 12 Feb 2018.