Investors Capital Advisory Services’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Investors Capital Advisory Services’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-3,900	Closed	-$264K	–	741
2016 Q1	$264K	Sell	3,900 -200	-5%	-$12.6K	0.05%	464
2015 Q4	$311K	Buy	+4,100	New	+$361K	0.06%	422

Other funds holding CEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Fiduciary Trust Boston, Massachusetts $8.46B AUM 21.38% 1-Year Est. Return

NorthRock Partners Minneapolis, Minnesota $6.2B AUM 15.8% 1-Year Est. Return

SEIA

Signature Estate & Investment Advisors Los Angeles, California $5.56B AUM 26.66% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Klingman & Associates New York $2.09B AUM 16.49% 1-Year Est. Return

Investors Capital Advisory Services's CEM Position: Q2 2016 in Review

Investors Capital Advisory Services sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q2 2016, closing a stake of 3,900 shares — an estimated $264K sold.

Investors Capital Advisory Services first reported a position in CEM in Q4 2015 and held it in 2 quarters. The position peaked at $311K in Q4 2015. 78 funds tracked by Wall St. Rank hold CEM as of Q2 2016.

Investors Capital Advisory Services reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q2 2016 after selling out during the quarter.
Investors Capital Advisory Services sold 3,900 ClearBridge MLP and Midstream Fund Inc. shares in Q2 2016, an estimated $264K.
Investors Capital Advisory Services first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q4 2015 and held it in 2 quarters.
Investors Capital Advisory Services's ClearBridge MLP and Midstream Fund Inc. position peaked at $311K in Q4 2015.
78 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q2 2016.

Based on Investors Capital Advisory Services's 13F filing for Q2 2016, filed 2 Aug 2016.