CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Overview Fund Activity
Delisted

CEM was delisted on the 6th of September, 2024.

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65 hedge funds and large institutions have $367M invested in ClearBridge MLP and Midstream Fund Inc. in 2014 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 24 increasing their positions, 18 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
65
Holders Change
-5
Holders Change %
-7.14%
% of All Funds
1.87%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
24
Reduced
18
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$149M
2
Bank of America
2
Bank of America
North Carolina
$55.7M
3
Wells Fargo
3
Wells Fargo
California
$10.6M
4
Deutsche Bank
4
Deutsche Bank
Germany
$2.33M
5
GC
5
Guggenheim Capital
Illinois
$19M

Top Sellers

1
Janney Montgomery Scott
1
Janney Montgomery Scott
Pennsylvania
$6.98M
2
RJFSA
2
Raymond James Financial Services Advisors
Florida
$0
3
Invesco
3
Invesco
Georgia
$8.45M
4
AAM
4
Advisors Asset Management
Colorado
$17.1M
5
NCM
5
Newgate Capital Management
Connecticut
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Franklin Resources
26
Franklin Resources
California
$1.18M – – –
PAG
27
Private Advisor Group
New Jersey
$1.09M +$4.48K +30 +0.4%
RJA
28
Raymond James & Associates
Florida
$1.05M -$76.4K -512 -7%
HFS
29
HL Financial Services
Kentucky
$983K -$38.4K -257 -4%
JPMorgan Chase & Co
30
JPMorgan Chase & Co
New York
$958K – – –
Kayne Anderson Rudnick Investment Management
31
Kayne Anderson Rudnick Investment Management
California
$923K +$281K +1,882 +44%
FAAS
32
First Allied Advisory Services
California
$760K +$126K +850 +20%
MFS
33
MSI Financial Services
Massachusetts
$738K +$152K +1,020 +26%
SHA
34
Smith Hayes Advisers
Nebraska
$613K – – –
Cambridge Investment Research Advisors
35
Cambridge Investment Research Advisors
Iowa
$569K -$3.74K -25 -0.7%
SWP
36
Stratos Wealth Partners
Ohio
$518K +$518K +3,462 New
CT
37
Cambridge Trust
Massachusetts
$478K +$478K +3,204 New
LC
38
Lourd Capital
California
$356K +$356K +2,385 New
EVM
39
Eaton Vance Management
Massachusetts
$313K +$4.34K +29 +1%
DWT
40
Dorsey & Whitney Trust
South Dakota
$290K +$4.18K +28 +1%
CDH
41
Charles D. Hyman
$269K – – –
Bank of New York Mellon
42
Bank of New York Mellon
New York
$259K -$1.19K -8 -0.5%
HighTower Advisors
43
HighTower Advisors
Illinois
$245K – – –
Barclays
44
Barclays
United Kingdom
$241K – – –
OIA
45
Optimum Investment Advisors
Illinois
$222K – – –
MBE
46
Michael B. Elefante
$196K -$3.73K -25 -2%
Creative Planning
47
Creative Planning
Kansas
$195K -$9.24K -62 -5%
1IC
48
1919 Investment Counsel
Maryland
$103K – – –
AIG
49
American International Group
New York
$85.7K +$30.5K +204 +55%
SFSIG
50
San Francisco Sentry Investment Group
California
$63K -$451 -3 -0.7%
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