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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.16%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.06B
AUM Growth
+$74.8M
Cap. Flow
-$662M
Cap. Flow %
-62.47%
Top 10 Hldgs %
23.36%
Holding
414
New
23
Increased
31
Reduced
79
Closed
243

Top Buys

Rank Stock Value
1
ACT.PRA
ACTAVIS PLC Pfd Conv Ser A (Irl)
ACT.PRA
+$28.9M
2
SWNC
Southwestern Energy Company
SWNC
+$15.2M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$14.4M
4
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
+$8.58M
5
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$5.52M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$16.7M
2
AA.PRB
Alcoa Inc
AA.PRB
+$3.79M
3
WELL.PRI
Welltower Inc.
WELL.PRI
+$3.41M
4
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
+$2.71M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.3M

Sector Composition

Rank Sector Weight
1 Healthcare 0.93%
2 Financials 0.87%
3 Technology 0.66%
4 Communication Services 0.45%
5 Industrials 0.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SFE
201
DELISTED
Safeguard Scientifics, Inc.
SFE
– –
-14,200
Closed -$282K
MTEM
202
DELISTED
Molecular Templates, Inc.
MTEM
– –
-253
Closed -$132K
AJRD
203
DELISTED
Aerojet Rocketdyne Holdings
AJRD
– –
-14,840
Closed -$271K
VYNT
204
DELISTED
Vyant Bio, Inc. Common Stock
VYNT
– –
-434
Closed -$434K
CNCE
205
DELISTED
Concert Pharmaceuticals, Inc.
CNCE
– –
-18,700
Closed -$249K
LCI
206
DELISTED
Lannett Company, Inc.
LCI
– –
-1,466
Closed -$251K
ECOM
207
DELISTED
CHANNELADVISOR CORPORATION
ECOM
– –
-12,595
Closed -$272K
HSTO
208
DELISTED
Histogen Inc. Common Stock
HSTO
– –
-197
Closed -$276K
PCOM
209
DELISTED
Points.com Inc. Common Shares
PCOM
– –
-22,400
Closed -$286K
ENT
210
DELISTED
Global Eagle Entertainment Inc.
ENT
– –
-620
Closed -$211K
OPB
211
DELISTED
Opus Bank Common Stock
OPB
– –
-11,045
Closed -$313K
VIAB
212
DELISTED
Viacom Inc. Class B
VIAB
– –
-3,577
Closed -$269K
KEYW
213
DELISTED
The KEYW Holding Corporation
KEYW
– –
-46,734
Closed -$485K
SGYP
214
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
– –
-70,500
Closed -$215K
ORBK
215
DELISTED
Orbotech Ltd
ORBK
– –
-10,000
Closed -$148K
OCLR
216
DELISTED
Oclaro Inc.
OCLR
– –
-73,500
Closed -$131K
AET
217
DELISTED
Aetna Inc
AET
– –
-2,690
Closed -$239K
RPXC
218
DELISTED
RPX Corporation
RPXC
– –
-42,066
Closed -$581K
BV
219
DELISTED
Bazaarvoice, Inc.
BV
– –
-35,200
Closed -$283K
GLBR
220
DELISTED
Global Brokerage, Inc. Class A Common Stock
GLBR
– –
-1,190
Closed -$197K
DYN.PRA
221
DELISTED
Dynegy Inc.
DYN.PRA
– –
-9,780
Closed -$994K
CSC
222
DELISTED
Computer Sciences
CSC
– –
-14,167
Closed -$376K
MHGC
223
DELISTED
Morgans Hotel Group Co.
MHGC
– –
-35,775
Closed -$280K
POWR
224
DELISTED
POWERSECURE INTL INC COM STK (DE)
POWR
– –
-20,300
Closed -$237K
ZGNX
225
DELISTED
Zogenix, Inc.
ZGNX
– –
-16,988
Closed -$186K
6 7 8
9
10

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VIP
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CHAM
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HTI
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SIA
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L7C
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SWP
Strategic Wealth Partners Independence, Ohio $1.44B AUM 21.2% 1-Year Est. Return
WBC
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LLL
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SSI Investment Management's Q1 2015 Portfolio in Review

As of Q1 2015, SSI Investment Management held 414 positions worth $1.06B, up 7.6% from $985M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SSI Investment Management withdrew a net $662M in Q1 2015, closing 243 positions and reducing 79 holdings. Its most notable exit was Dynegy Inc., an estimated $994K position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 0.93% of assets, down from 1.6% a quarter earlier, followed by Financials and Technology.

Against the trend, SSI Investment Management opened a new position in ACTAVIS PLC Pfd Conv Ser A (Irl) worth $28.5M.

  • SSI Investment Management's largest Q1 2015 buy was ACTAVIS PLC Pfd Conv Ser A (Irl): 27,611 shares worth $28.5M.
  • SSI Investment Management added most to Wells Fargo 7.5% Non Cumv Perp Conv in Q1 2015, an estimated $5.52M increase.
  • SSI Investment Management's biggest Q1 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $16.7M.
  • SSI Investment Management fully exited Dynegy Inc. in Q1 2015, selling an estimated $994K.
  • SSI Investment Management's ten largest holdings make up 23% of its $1.06B portfolio in Q1 2015.
  • SSI Investment Management opened 23 new positions and closed 243 in Q1 2015.
  • SSI Investment Management's portfolio value rose 7.6% quarter-over-quarter to $1.06B.

Based on SSI Investment Management's 13F filing for Q1 2015, filed 12 May 2015.