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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+1.25%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$985M
AUM Growth
-$40.5M
Cap. Flow
+$570M
Cap. Flow %
57.93%
Top 10 Hldgs %
22.88%
Holding
432
New
170
Increased
63
Reduced
93
Closed
70

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$19.5M
2
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
+$7.99M
3
TSNU
Tyson Foods, Inc.
TSNU
+$5.11M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$2.56M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$2.56M

Top Sells

Rank Stock Value
1
MTCN
ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX)
MTCN
+$4.31M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$4.06M
3
WELL.PRI
Welltower Inc.
WELL.PRI
+$3M
4
KEY.PRG
KeyCorp Pfd
KEY.PRG
+$2.71M
5
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
+$1.15M

Sector Composition

Rank Sector Weight
1 Healthcare 1.63%
2 Financials 1.52%
3 Technology 1.28%
4 Industrials 1.07%
5 Communication Services 0.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLBR
201
DELISTED
Global Brokerage, Inc. Class A Common Stock
GLBR
$197K 0.02%
+1,190
New +$194K
ARAY icon
202
Accuray
ARAY
$34M
$188K 0.02%
24,800
-12,625
-34% -$89K
ZGNX
203
DELISTED
Zogenix, Inc.
ZGNX
$186K 0.02%
+16,988
New +$168K
CAS
204
DELISTED
A M Castle & Co
CAS
$185K 0.02%
23,200
-11,975
-34% -$87.4K
TAST
205
DELISTED
Carrols Restaurant Group, Inc.
TAST
$180K 0.02%
23,500
-16,675
-42% -$124K
ANGI icon
206
Angi Inc
ANGI
$196M
$171K 0.02%
+2,740
New +$183K
NVMI
207
Nova
NVMI
$12.5B
$153K 0.02%
+14,700
New +$151K
ORBK
208
DELISTED
Orbotech Ltd
ORBK
$148K 0.02%
+10,000
New +$149K
MXL icon
209
MaxLinear
MXL
$6.8B
$147K 0.01%
19,840
-48,009
-71% -$343K
MTEM
210
DELISTED
Molecular Templates, Inc.
MTEM
$132K 0.01%
253
-3
-1% -$1.5K
OCLR
211
DELISTED
Oclaro Inc.
OCLR
$131K 0.01%
73,500
-820
-1% -$1.38K
PERI icon
212
Perion Network
PERI
$386M
$128K 0.01%
9,700
-9,811
-50% -$156K
CAMT icon
213
Camtek
CAMT
$7.25B
$100K 0.01%
+33,376
New +$108K
ARCC icon
214
Ares Capital
ARCC
$14.4B
– –
-40,565
Closed -$657K
BANC icon
215
Banc of California
BANC
$2.97B
– –
-46,600
Closed -$541K
BCS icon
216
Barclays
BCS
$94.1B
– –
-41,816
Closed -$574K
BKNG icon
217
Booking.com
BKNG
$161B
– –
-8,400
Closed -$387K
BMRN icon
218
BioMarin Pharmaceuticals
BMRN
$12.4B
– –
-3,750
Closed -$271K
BUD icon
219
AB InBev
BUD
$165B
– –
-2,996
Closed -$332K
CDE icon
220
Coeur Mining
CDE
$17.9B
– –
-28,900
Closed -$143K
CIEN icon
221
Ciena
CIEN
$58.4B
– –
-165
Closed -$3K
CRM icon
222
Salesforce
CRM
$158B
– –
-87
Closed -$5K
CSTM icon
223
Constellium
CSTM
$3.99B
– –
-15,475
Closed -$380K
DFS
224
DELISTED
Discover Financial Services
DFS
– –
-4,860
Closed -$314K
DHI icon
225
D.R. Horton
DHI
$42.3B
– –
-33,765
Closed -$693K
7 8
9
10 11

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HTI
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SIA
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L7C
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SWP
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WBC
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LLL
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SSI Investment Management's Q4 2014 Portfolio in Review

As of Q4 2014, SSI Investment Management held 432 positions worth $985M, down 4% from $1.03B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SSI Investment Management deployed $570M of net new capital in Q4 2014, opening 170 new positions and adding to 63 existing holdings. Its largest new stake was T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A: 153,992 shares worth $8.05M.

By sector, the portfolio is most concentrated in Healthcare at 1.6% of assets, up from 1.2% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Welltower Inc., an estimated $3M trimmed.

  • SSI Investment Management's largest Q4 2014 buy was T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A: 153,992 shares worth $8.05M.
  • SSI Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $19.5M increase.
  • SSI Investment Management's biggest Q4 2014 reduction was Welltower Inc., cutting an estimated $3M.
  • SSI Investment Management fully exited ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX) in Q4 2014, selling an estimated $4.31M.
  • SSI Investment Management's ten largest holdings make up 23% of its $985M portfolio in Q4 2014.
  • SSI Investment Management opened 170 new positions and closed 70 in Q4 2014.
  • SSI Investment Management's portfolio value fell 4% quarter-over-quarter to $985M.

Based on SSI Investment Management's 13F filing for Q4 2014, filed 11 Feb 2015.