SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
1-Year Return 4.23%
This Quarter Return
+1.24%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$985M
AUM Growth
-$40.5M
Cap. Flow
+$463M
Cap. Flow %
47.02%
Top 10 Hldgs %
22.88%
Holding
456
New
170
Increased
63
Reduced
93
Closed
70

Top Buys

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$19.9M
2
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$8.05M
3
TSNU
Tyson Foods, Inc.
TSNU
$5.04M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
$2.55M
5
SPSB icon
SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$2.55M

Top Sells

1
MTCN
ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX)
MTCN
$4.31M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
$4.06M
3
WELL.PRI
Welltower Inc.
WELL.PRI
$3.12M
4
KEY.PRG
KeyCorp Pfd
KEY.PRG
$2.7M
5
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$1.2M

Sector Composition

1 Healthcare 1.63%
2 Financials 1.52%
3 Technology 1.31%
4 Industrials 1.03%
5 Communication Services 0.93%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GLBR
201
DELISTED
Global Brokerage, Inc. Class A Common Stock
GLBR
$197K 0.02%
+1,190
New +$197K
ARAY icon
202
Accuray
ARAY
$170M
$188K 0.02%
24,800
-12,625
-34% -$95.7K
ZGNX
203
DELISTED
Zogenix, Inc.
ZGNX
$186K 0.02%
+16,988
New +$186K
CAS
204
DELISTED
A M Castle & Co
CAS
$185K 0.02%
23,200
-11,975
-34% -$95.5K
TAST
205
DELISTED
Carrols Restaurant Group, Inc.
TAST
$180K 0.02%
23,500
-16,675
-42% -$128K
ANGI icon
206
Angi Inc
ANGI
$811M
$171K 0.02%
+2,740
New +$171K
NVMI icon
207
Nova
NVMI
$7.58B
$153K 0.02%
+14,700
New +$153K
ORBK
208
DELISTED
Orbotech Ltd
ORBK
$148K 0.02%
+10,000
New +$148K
MXL icon
209
MaxLinear
MXL
$1.36B
$147K 0.01%
19,840
-48,009
-71% -$356K
MTEM
210
DELISTED
Molecular Templates, Inc.
MTEM
$132K 0.01%
253
-3
-1% -$1.57K
OCLR
211
DELISTED
Oclaro Inc.
OCLR
$131K 0.01%
73,500
-820
-1% -$1.46K
PERI icon
212
Perion Network
PERI
$413M
$128K 0.01%
9,700
-9,811
-50% -$129K
CAMT icon
213
Camtek
CAMT
$3.6B
$100K 0.01%
+33,376
New +$100K
HY icon
214
Hyster-Yale Materials Handling
HY
$668M
– –
-4,440
Closed -$318K
IWN icon
215
iShares Russell 2000 Value ETF
IWN
$11.9B
– –
-1,740
Closed -$162K
KEY icon
216
KeyCorp
KEY
$20.8B
– –
-9,012
Closed -$120K
KTOS icon
217
Kratos Defense & Security Solutions
KTOS
$10.9B
– –
-56,960
Closed -$374K
M icon
218
Macy's
M
$4.64B
– –
-4,449
Closed -$257K
MFG icon
219
Mizuho Financial
MFG
$80.9B
– –
-140,340
Closed -$502K
MTG icon
220
MGIC Investment
MTG
$6.55B
– –
-13,513
Closed -$105K
PVA
221
DELISTED
PENN VIRGINIA CORP
PVA
– –
-17,404
Closed -$222K
MTCN
222
DELISTED
ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX)
MTCN
– –
-203,500
Closed -$4.31M
DRTX
223
DELISTED
DURATA THERAPEUTICS INC COM STK (DE)
DRTX
– –
-10,935
Closed -$139K
MLU
224
DELISTED
METLIFE, INC. COM EQUITY UNIT
MLU
– –
-11,992
Closed -$368K
ARCC icon
225
Ares Capital
ARCC
$15.8B
– –
-40,565
Closed -$657K
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