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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
-0.51%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.03B
AUM Growth
-$7.29M
Cap. Flow
-$442M
Cap. Flow %
-43.12%
Top 10 Hldgs %
23.03%
Holding
439
New
67
Increased
74
Reduced
84
Closed
48

Top Buys

Rank Stock Value
1
AA.PRB
Alcoa Inc
AA.PRB
+$7.93M
2
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$4.84M
3
TSNU
Tyson Foods, Inc.
TSNU
+$3.9M
4
EXCU
Exelon Corporation
EXCU
+$2.51M
5
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$2.34M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$18.4M
2
ALR.PRB
Alere Inc
ALR.PRB
+$7.64M
3
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$4.95M
4
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$4.33M
5
WELL.PRI
Welltower Inc.
WELL.PRI
+$2.46M

Sector Composition

Rank Sector Weight
1 Financials 1.74%
2 Healthcare 1.2%
3 Industrials 1.19%
4 Technology 1.11%
5 Communication Services 0.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EBAY icon
201
eBay
EBAY
$49.8B
$228K 0.02%
9,635
-18,176
-65% -$404K
GME icon
202
GameStop
GME
$8.6B
$227K 0.02%
22,040
+1,440
+7% +$15.3K
MPO
203
DELISTED
MIDSTATES PETE CO INC COM NEW
MPO
$226K 0.02%
4,477
-315
-7% -$20.1K
REGN icon
204
Regeneron Pharmaceuticals
REGN
$80.8B
$225K 0.02%
627
-1,105
-64% -$370K
MO icon
205
Altria Group
MO
$114B
$223K 0.02%
4,865
– –
DRII
206
DELISTED
DIAMOND RESORTS INTL, INC
DRII
$223K 0.02%
+9,800
New +$234K
PVA
207
DELISTED
PENN VIRGINIA CORP
PVA
$222K 0.02%
+17,404
New +$244K
KR icon
208
Kroger
KR
$34.8B
$220K 0.02%
8,458
-700
-8% -$17.7K
AGN
209
DELISTED
Allergan plc
AGN
$218K 0.02%
905
-75
-8% -$16.8K
EOG icon
210
EOG Resources
EOG
$70.7B
$216K 0.02%
2,162
– –
MRO
211
DELISTED
Marathon Oil Corporation
MRO
$216K 0.02%
5,750
-3,150
-35% -$125K
TSN icon
212
Tyson Foods
TSN
$20.4B
$213K 0.02%
+5,409
New +$207K
TIP icon
213
iShares TIPS Bond ETF
TIP
$14.5B
$210K 0.02%
+1,866
New +$213K
COST icon
214
Costco
COST
$420B
$208K 0.02%
+1,655
New +$200K
QURE icon
215
uniQure
QURE
$3.22B
$205K 0.02%
+22,095
New +$243K
STT icon
216
State Street
STT
$50.7B
$202K 0.02%
+2,750
New +$196K
BIND
217
DELISTED
BIND THERAPEUTICS INC
BIND
$197K 0.02%
22,915
-14,080
-38% -$139K
F icon
218
Ford
F
$55.7B
$195K 0.02%
13,256
– –
DRNA
219
DELISTED
Dicerna Pharmaceuticals, Inc.
DRNA
$192K 0.02%
+15,110
New +$228K
HA
220
DELISTED
Hawaiian Holdings, Inc.
HA
$186K 0.02%
+13,800
New +$199K
XRX icon
221
Xerox
XRX
$425M
$185K 0.02%
+5,313
New +$185K
XOMA
222
DELISTED
Xoma
XOMA
$177K 0.02%
2,101
-2,387
-53% -$204K
AL
223
DELISTED
Air Lease Corp
AL
$175K 0.02%
+5,400
New +$197K
DHR icon
224
Danaher
DHR
$144B
$166K 0.02%
3,235
-10,370
-76% -$533K
IWN icon
225
iShares Russell 2000 Value ETF
IWN
$14.6B
$162K 0.02%
+1,740
New +$172K
7 8
9
10 11

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VIP
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CHAM
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HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
L7C
Liberty 77 Capital Washington, District of Columbia $1.46B AUM 33.32% 1-Year Est. Return
SWP
Strategic Wealth Partners Independence, Ohio $1.44B AUM 21.2% 1-Year Est. Return
WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return
LLL
Lynrock Lake LP Rye Brook, New York $1.46B AUM 17.55% 1-Year Est. Return

SSI Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, SSI Investment Management held 439 positions worth $1.03B, down 0.71% from $1.03B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SSI Investment Management withdrew a net $442M in Q3 2014, closing 48 positions and reducing 84 holdings. Its most notable exit was Alere Inc, an estimated $7.64M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.7% of assets, up from 1.7% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, SSI Investment Management opened a new position in Alcoa Inc worth $7.96M.

  • SSI Investment Management's largest Q3 2014 buy was Alcoa Inc: 159,650 shares worth $7.96M.
  • SSI Investment Management added most to Wells Fargo 7.5% Non Cumv Perp Conv in Q3 2014, an estimated $4.84M increase.
  • SSI Investment Management's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $18.4M.
  • SSI Investment Management fully exited Alere Inc in Q3 2014, selling an estimated $7.64M.
  • SSI Investment Management's ten largest holdings make up 23% of its $1.03B portfolio in Q3 2014.
  • SSI Investment Management opened 67 new positions and closed 48 in Q3 2014.
  • SSI Investment Management's portfolio value fell 0.71% quarter-over-quarter to $1.03B.

Based on SSI Investment Management's 13F filing for Q3 2014, filed 12 Nov 2014.