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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$980M
AUM Growth
-$148M
Cap. Flow
-$820M
Cap. Flow %
-83.67%
Top 10 Hldgs %
22.39%
Holding
465
New
62
Increased
25
Reduced
152
Closed
69

Top Buys

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$5.91M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$4.59M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.47M
4
ALR.PRB
Alere Inc
ALR.PRB
+$1.81M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.14M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$3.58M
2
XOM icon
ExxonMobil
XOM
+$2.96M
3
GE icon
GE Aerospace
GE
+$2.82M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.63M
5
JPM icon
JPMorgan Chase
JPM
+$2.34M

Sector Composition

Rank Sector Weight
1 Financials 2.03%
2 Industrials 1.49%
3 Healthcare 1.33%
4 Energy 1.14%
5 Consumer Discretionary 1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDT icon
201
Medtronic
MDT
$112B
$269K 0.03%
4,369
-10,500
-71% -$612K
RTX icon
202
RTX Corp
RTX
$301B
$269K 0.03%
3,664
-10,011
-73% -$719K
TESO
203
DELISTED
Tesco Corp
TESO
$269K 0.03%
+14,551
New +$284K
ALXN
204
DELISTED
Alexion Pharmaceuticals
ALXN
$263K 0.03%
1,723
-2,828
-62% -$450K
HHH icon
205
Howard Hughes
HHH
$4.03B
$260K 0.03%
+1,908
New +$240K
HRI icon
206
Herc Holdings
HRI
$5.61B
$256K 0.03%
+3,200
New +$258K
PTC icon
207
PTC
PTC
$16B
$255K 0.03%
7,175
-11,751
-62% -$432K
PH icon
208
Parker-Hannifin
PH
$135B
$254K 0.03%
+2,121
New +$254K
BIIB icon
209
Biogen
BIIB
$30.7B
$252K 0.03%
824
-692
-46% -$220K
UPS icon
210
United Parcel Service
UPS
$88.9B
$252K 0.03%
+2,576
New +$251K
PGTI
211
DELISTED
PGT, Inc.
PGTI
$250K 0.03%
+21,725
New +$243K
META icon
212
Meta Platforms (Facebook)
META
$1.51T
$249K 0.03%
4,121
-11,300
-73% -$716K
REXR icon
213
Rexford Industrial Realty
REXR
$8.19B
$247K 0.03%
+17,380
New +$238K
PSEC icon
214
Prospect Capital
PSEC
$1.17B
$245K 0.03%
+22,632
New +$250K
JBHT icon
215
JB Hunt Transport Services
JBHT
$25.2B
$244K 0.02%
+3,385
New +$250K
HK
216
DELISTED
Halcon Resources Corporation
HK
$244K 0.02%
327
-553
-63% -$352K
ROP icon
217
Roper Technologies
ROP
$39.8B
$243K 0.02%
+1,820
New +$248K
NCFT
218
DELISTED
NORCRAFT COS INC COM STK (DE)
NCFT
$241K 0.02%
+14,289
New +$246K
URI icon
219
United Rentals
URI
$72.4B
$240K 0.02%
2,538
-7,544
-75% -$640K
STI
220
DELISTED
SunTrust Banks, Inc.
STI
$240K 0.02%
6,035
-22,323
-79% -$854K
EVC icon
221
Entravision Communication
EVC
$1.1B
$237K 0.02%
35,462
-2,263
-6% -$14.3K
AXP icon
222
American Express
AXP
$230B
$236K 0.02%
2,610
-2,952
-53% -$264K
BNY
223
Bank of New York Mellon
BNY
$107B
$236K 0.02%
6,647
-17,000
-72% -$561K
DHR icon
224
Danaher
DHR
$144B
$231K 0.02%
4,569
-11,677
-72% -$594K
VRTX icon
225
Vertex Pharmaceuticals
VRTX
$126B
$226K 0.02%
3,190
-5,153
-62% -$408K
7 8
9
10 11

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L7C
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SWP
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WBC
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LLL
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SSI Investment Management's Q1 2014 Portfolio in Review

As of Q1 2014, SSI Investment Management held 465 positions worth $980M, down 13% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

SSI Investment Management withdrew a net $820M in Q1 2014, closing 69 positions and reducing 152 holdings. Its most notable exit was GOODYEAR TIRE & RUBR CO PFD CONV (OH), an estimated $2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2% of assets, down from 3.5% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, SSI Investment Management opened a new position in State Street Utilities Select Sector SPDR ETF worth $1.2M.

  • SSI Investment Management's largest Q1 2014 buy was State Street Utilities Select Sector SPDR ETF: 57,790 shares worth $1.2M.
  • SSI Investment Management added most to Wells Fargo 7.5% Non Cumv Perp Conv in Q1 2014, an estimated $5.91M increase.
  • SSI Investment Management's biggest Q1 2014 reduction was Apple, cutting an estimated $3.58M.
  • SSI Investment Management fully exited GOODYEAR TIRE & RUBR CO PFD CONV (OH) in Q1 2014, selling an estimated $2M.
  • SSI Investment Management's ten largest holdings make up 22% of its $980M portfolio in Q1 2014.
  • SSI Investment Management opened 62 new positions and closed 69 in Q1 2014.
  • SSI Investment Management's portfolio value fell 13% quarter-over-quarter to $980M.

Based on SSI Investment Management's 13F filing for Q1 2014, filed 9 May 2014.