SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
+1.97%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.11B
AUM Growth
+$1.11B
Cap. Flow
-$9.76M
Cap. Flow %
-0.88%
Top 10 Hldgs %
18.88%
Holding
466
New
65
Increased
52
Reduced
103
Closed
64

Top Buys

1
WELL.PRI
Welltower Inc.
WELL.PRI
$14.7M
2
WY.PRA
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
$3.87M
3
NEE.PRO
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$3.67M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
$1.66M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
$1.63M

Top Sells

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$16.4M
2
HBANP
Huntington Bancshars Inc. Pfd Ser A
HBANP
$3.65M
3
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$3.29M
4
BAC.PRL icon
Bank of America Series L
BAC.PRL
$2.83M
5
APA.PRD
APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE)
APA.PRD
$2.25M

Sector Composition

1 Healthcare 2.71%
2 Financials 2.68%
3 Technology 2.61%
4 Consumer Discretionary 2.04%
5 Industrials 1.77%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AHT
201
Ashford Hospitality Trust
AHT
$36.7M
$416K 0.04% 33,790 +8,830 +35% +$109K
HZNP
202
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$411K 0.04% +122,950 New +$411K
END
203
DELISTED
ENDEAVOUR INTERNATIONAL CORP NEW (NV)
END
$411K 0.04% 77,010 -29,360 -28% -$157K
PRDO icon
204
Perdoceo Education
PRDO
$2.13B
$410K 0.04% +149,070 New +$410K
COP icon
205
ConocoPhillips
COP
$124B
$408K 0.04% 5,867 – –
ARWR icon
206
Arrowhead Research
ARWR
$3.05B
$405K 0.04% +71,210 New +$405K
MXWL
207
DELISTED
Maxwell Technologies Inc
MXWL
$404K 0.04% +44,660 New +$404K
AMCC
208
DELISTED
Applied Micro Circuits Corporation New
AMCC
$404K 0.04% 31,330 -10,220 -25% -$132K
BCS icon
209
Barclays
BCS
$68.9B
$403K 0.04% +23,665 New +$403K
CTSH icon
210
Cognizant
CTSH
$35.3B
$398K 0.04% 4,853 – –
MSPD
211
DELISTED
MINDSPEED TECHNOLOGIES INC COM STK
MSPD
$389K 0.04% 128,100 +4,900 +4% +$14.9K
LEAP
212
DELISTED
LEAP WIRELESS INTERNATIONAL INC NEW
LEAP
$387K 0.03% 24,500 -42,020 -63% -$664K
BKS
213
DELISTED
Barnes & Noble
BKS
$385K 0.03% +29,800 New +$385K
ESC
214
DELISTED
EMERITUS CORP
ESC
$384K 0.03% 20,780 +4,470 +27% +$82.6K
LRCX icon
215
Lam Research
LRCX
$127B
$383K 0.03% +7,483 New +$383K
ETFC
216
DELISTED
E*Trade Financial Corporation
ETFC
$377K 0.03% 22,840 -10,560 -32% -$174K
BONT
217
DELISTED
Bon-Ton Stores Inc/The
BONT
$377K 0.03% 35,730 +16,310 +84% +$172K
AVEO
218
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
$375K 0.03% 182,430 +28,180 +18% +$57.9K
OWW
219
DELISTED
ORBITZ WORLDWIDE, INC
OWW
$374K 0.03% +38,820 New +$374K
POR icon
220
Portland General Electric
POR
$4.69B
$372K 0.03% 13,200 -3,893 -23% -$110K
TOL icon
221
Toll Brothers
TOL
$13.4B
$370K 0.03% +11,427 New +$370K
BIIB icon
222
Biogen
BIIB
$19.4B
$365K 0.03% 1,516 – –
NIHD
223
DELISTED
NII HOLDINGS INC CL B
NIHD
$351K 0.03% 57,800 +90 +0.2% +$547
V icon
224
Visa
V
$683B
$337K 0.03% 1,765 -3,828 -68% -$731K
RSH
225
DELISTED
RADIOSHACK CORP
RSH
$336K 0.03% +98,170 New +$336K
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9
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