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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.16%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.06B
AUM Growth
+$74.8M
Cap. Flow
-$662M
Cap. Flow %
-62.47%
Top 10 Hldgs %
23.36%
Holding
414
New
23
Increased
31
Reduced
79
Closed
243

Top Buys

Rank Stock Value
1
ACT.PRA
ACTAVIS PLC Pfd Conv Ser A (Irl)
ACT.PRA
+$28.9M
2
SWNC
Southwestern Energy Company
SWNC
+$15.2M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$14.4M
4
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
+$8.58M
5
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$5.52M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$16.7M
2
AA.PRB
Alcoa Inc
AA.PRB
+$3.79M
3
WELL.PRI
Welltower Inc.
WELL.PRI
+$3.41M
4
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
+$2.71M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.3M

Sector Composition

Rank Sector Weight
1 Healthcare 0.93%
2 Financials 0.87%
3 Technology 0.66%
4 Communication Services 0.45%
5 Industrials 0.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MBI icon
176
MBIA
MBI
$260M
– –
-67,361
Closed -$642K
MDLZ icon
177
Mondelez International
MDLZ
$79.9B
– –
-8,513
Closed -$308K
MDT icon
178
Medtronic
MDT
$112B
– –
-4,292
Closed -$308K
MRVL icon
179
Marvell Technology
MRVL
$196B
– –
-26,450
Closed -$383K
MXL icon
180
MaxLinear
MXL
$6.8B
– –
-19,840
Closed -$147K
NKE icon
181
Nike
NKE
$61.9B
– –
-7,724
Closed -$370K
NUWE icon
182
Nuwellis
NUWE
$543K
– –
0
– -$267K
NVMI
183
Nova
NVMI
$12.5B
– –
-14,700
Closed -$153K
PALI icon
184
Palisade Bio
PALI
$367M
– –
0
– -$269K
PARA
185
DELISTED
Paramount Global Class B
PARA
– –
-16,049
Closed -$888K
PERI icon
186
Perion Network
PERI
$386M
– –
-9,700
Closed -$128K
PH icon
187
Parker-Hannifin
PH
$135B
– –
-2,784
Closed -$359K
PKG icon
188
Packaging Corp of America
PKG
$22.8B
– –
-3,820
Closed -$298K
PM icon
189
Philip Morris
PM
$295B
– –
-3,913
Closed -$318K
PPG icon
190
PPG Industries
PPG
$26.6B
– –
-2,824
Closed -$327K
PRU icon
191
Prudential Financial
PRU
$41.8B
– –
-3,650
Closed -$330K
QURE icon
192
uniQure
QURE
$3.22B
– –
-18,800
Closed -$278K
REM icon
193
iShares Mortgage Real Estate ETF
REM
$543M
– –
-12,758
Closed -$597K
STT icon
194
State Street
STT
$50.7B
– –
-3,710
Closed -$291K
TJX icon
195
TJX Companies
TJX
$178B
– –
-10,878
Closed -$372K
TNL icon
196
Travel + Leisure Co
TNL
$4.7B
– –
-8,218
Closed -$318K
VTRS icon
197
Viatris
VTRS
$18.9B
– –
-8,315
Closed -$470K
XLP icon
198
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
– –
-4,926
Closed -$239K
MRO
199
DELISTED
Marathon Oil Corporation
MRO
– –
-8,975
Closed -$254K
TAST
200
DELISTED
Carrols Restaurant Group, Inc.
TAST
– –
-23,500
Closed -$180K
6 7
8
9 10

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VIP
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CHAM
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HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
L7C
Liberty 77 Capital Washington, District of Columbia $1.46B AUM 33.32% 1-Year Est. Return
SWP
Strategic Wealth Partners Independence, Ohio $1.44B AUM 21.2% 1-Year Est. Return
WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return
LLL
Lynrock Lake LP Rye Brook, New York $1.46B AUM 17.55% 1-Year Est. Return

SSI Investment Management's Q1 2015 Portfolio in Review

As of Q1 2015, SSI Investment Management held 414 positions worth $1.06B, up 7.6% from $985M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SSI Investment Management withdrew a net $662M in Q1 2015, closing 243 positions and reducing 79 holdings. Its most notable exit was Dynegy Inc., an estimated $994K position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 0.93% of assets, down from 1.6% a quarter earlier, followed by Financials and Technology.

Against the trend, SSI Investment Management opened a new position in ACTAVIS PLC Pfd Conv Ser A (Irl) worth $28.5M.

  • SSI Investment Management's largest Q1 2015 buy was ACTAVIS PLC Pfd Conv Ser A (Irl): 27,611 shares worth $28.5M.
  • SSI Investment Management added most to Wells Fargo 7.5% Non Cumv Perp Conv in Q1 2015, an estimated $5.52M increase.
  • SSI Investment Management's biggest Q1 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $16.7M.
  • SSI Investment Management fully exited Dynegy Inc. in Q1 2015, selling an estimated $994K.
  • SSI Investment Management's ten largest holdings make up 23% of its $1.06B portfolio in Q1 2015.
  • SSI Investment Management opened 23 new positions and closed 243 in Q1 2015.
  • SSI Investment Management's portfolio value rose 7.6% quarter-over-quarter to $1.06B.

Based on SSI Investment Management's 13F filing for Q1 2015, filed 12 May 2015.