SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
1-Year Return 4.23%
This Quarter Return
+1.24%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$985M
AUM Growth
-$40.5M
Cap. Flow
+$463M
Cap. Flow %
47.02%
Top 10 Hldgs %
22.88%
Holding
456
New
170
Increased
63
Reduced
93
Closed
70

Top Buys

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$19.9M
2
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$8.05M
3
TSNU
Tyson Foods, Inc.
TSNU
$5.04M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
$2.55M
5
SPSB icon
SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$2.55M

Top Sells

1
MTCN
ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX)
MTCN
$4.31M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
$4.06M
3
WELL.PRI
Welltower Inc.
WELL.PRI
$3.12M
4
KEY.PRG
KeyCorp Pfd
KEY.PRG
$2.7M
5
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$1.2M

Sector Composition

1 Healthcare 1.63%
2 Financials 1.52%
3 Technology 1.31%
4 Industrials 1.03%
5 Communication Services 0.93%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ENTR
176
DELISTED
ENTROPIC COMMUNICATIONS INC COM STK (DE)
ENTR
$247K 0.03%
97,870
-860
-0.9% -$2.17K
MO icon
177
Altria Group
MO
$111B
$239K 0.02%
4,865
– –
XLP icon
178
Consumers Staples Select Sector SPDR Fund
XLP
$15.7B
$239K 0.02%
+4,926
New +$239K
AET
179
DELISTED
Aetna Inc
AET
$239K 0.02%
2,690
-1,795
-40% -$159K
EMC
180
DELISTED
EMC CORPORATION
EMC
$239K 0.02%
7,997
– –
GME icon
181
GameStop
GME
$10.2B
$238K 0.02%
28,200
+6,160
+28% +$52K
POWR
182
DELISTED
POWERSECURE INTL INC COM STK (DE)
POWR
$237K 0.02%
20,300
-11,130
-35% -$130K
COST icon
183
Costco
COST
$427B
$236K 0.02%
1,667
+12
+0.7% +$1.7K
FORM icon
184
FormFactor
FORM
$2.25B
$235K 0.02%
27,300
-25,230
-48% -$217K
AVT icon
185
Avnet
AVT
$4.47B
$233K 0.02%
+5,400
New +$233K
AAP icon
186
Advance Auto Parts
AAP
$3.61B
$228K 0.02%
+1,435
New +$228K
EBAY icon
187
eBay
EBAY
$41.9B
$224K 0.02%
9,549
-86
-0.9% -$2.02K
ALL icon
188
Allstate
ALL
$53B
$223K 0.02%
+3,196
New +$223K
IBM icon
189
IBM
IBM
$231B
$222K 0.02%
1,448
-5
-0.3% -$767
TEX icon
190
Terex
TEX
$3.48B
$220K 0.02%
+7,900
New +$220K
SGYP
191
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
$215K 0.02%
+70,500
New +$215K
KDP icon
192
Keurig Dr Pepper
KDP
$39.1B
$214K 0.02%
+2,995
New +$214K
JAKK icon
193
Jakks Pacific
JAKK
$195M
$212K 0.02%
3,110
-1,470
-32% -$100K
ENT
194
DELISTED
Global Eagle Entertainment Inc.
ENT
$211K 0.02%
620
-710
-53% -$242K
TSN icon
195
Tyson Foods
TSN
$19.9B
$209K 0.02%
5,215
-194
-4% -$7.78K
TXN icon
196
Texas Instruments
TXN
$170B
$207K 0.02%
3,877
-6,550
-63% -$350K
KMI icon
197
Kinder Morgan
KMI
$59.1B
$204K 0.02%
+4,833
New +$204K
MPC icon
198
Marathon Petroleum
MPC
$54.4B
$201K 0.02%
+4,454
New +$201K
CVGI icon
199
Commercial Vehicle Group
CVGI
$65.5M
$199K 0.02%
29,900
-14,600
-33% -$97.2K
VTSS
200
DELISTED
VITESSE SEMICONDUCTOR CORPORATION COMMON STOCK
VTSS
$198K 0.02%
52,200
-70,260
-57% -$267K
6 7
8
9 10