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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
-0.51%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.03B
AUM Growth
-$7.29M
Cap. Flow
-$442M
Cap. Flow %
-43.12%
Top 10 Hldgs %
23.03%
Holding
439
New
67
Increased
74
Reduced
84
Closed
48

Top Buys

Rank Stock Value
1
AA.PRB
Alcoa Inc
AA.PRB
+$7.93M
2
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$4.84M
3
TSNU
Tyson Foods, Inc.
TSNU
+$3.9M
4
EXCU
Exelon Corporation
EXCU
+$2.51M
5
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$2.34M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$18.4M
2
ALR.PRB
Alere Inc
ALR.PRB
+$7.64M
3
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$4.95M
4
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$4.33M
5
WELL.PRI
Welltower Inc.
WELL.PRI
+$2.46M

Sector Composition

Rank Sector Weight
1 Financials 1.74%
2 Healthcare 1.2%
3 Industrials 1.19%
4 Technology 1.11%
5 Communication Services 0.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVGI icon
176
Commercial Vehicle Group
CVGI
$147M
$275K 0.03%
44,500
-3,250
-7% -$28.5K
PTEN icon
177
Patterson-UTI
PTEN
$3.76B
$274K 0.03%
+8,400
New +$285K
ARAY icon
178
Accuray
ARAY
$34M
$272K 0.03%
+37,425
New +$304K
COP icon
179
ConocoPhillips
COP
$141B
$272K 0.03%
3,552
-1,115
-24% -$91.2K
BMRN icon
180
BioMarin Pharmaceuticals
BMRN
$12.4B
$271K 0.03%
+3,750
New +$246K
CMI icon
181
Cummins
CMI
$88.7B
$268K 0.03%
2,030
+730
+56% +$105K
IBM icon
182
IBM
IBM
$224B
$265K 0.03%
1,453
– –
MDT icon
183
Medtronic
MDT
$112B
$265K 0.03%
4,292
– –
SFE
184
DELISTED
Safeguard Scientifics, Inc.
SFE
$265K 0.03%
+14,380
New +$284K
OII icon
185
Oceaneering
OII
$4.77B
$264K 0.03%
4,050
-300
-7% -$20.7K
TT icon
186
Trane Technologies
TT
$106B
$264K 0.03%
4,675
-1,753
-27% -$106K
BV
187
DELISTED
Bazaarvoice, Inc.
BV
$264K 0.03%
+35,800
New +$271K
OPB
188
DELISTED
Opus Bank Common Stock
OPB
$262K 0.03%
+8,545
New +$261K
ENTR
189
DELISTED
ENTROPIC COMMUNICATIONS INC COM STK (DE)
ENTR
$262K 0.03%
98,730
-6,900
-7% -$19.7K
RTN
190
DELISTED
Raytheon Company
RTN
$261K 0.03%
2,576
-2,600
-50% -$249K
FCX icon
191
Freeport-McMoran
FCX
$97.5B
$257K 0.03%
7,879
+2,075
+36% +$75.4K
M icon
192
Macy's
M
$6.68B
$257K 0.03%
4,449
-4,250
-49% -$252K
PKG icon
193
Packaging Corp of America
PKG
$22.8B
$247K 0.02%
3,875
+925
+31% +$62.1K
AJRD
194
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$240K 0.02%
15,035
-9,020
-37% -$162K
RTX icon
195
RTX Corp
RTX
$301B
$238K 0.02%
3,602
– –
FNSR
196
DELISTED
Finisar Corp
FNSR
$236K 0.02%
14,195
-4,300
-23% -$83.1K
PGTI
197
DELISTED
PGT, Inc.
PGTI
$235K 0.02%
25,211
+611
+2% +$5.76K
EMC
198
DELISTED
EMC CORPORATION
EMC
$235K 0.02%
7,997
– –
SSE
199
DELISTED
SEVENTY SEVEN ENERGY INC COM
SSE
$235K 0.02%
+9,907
New +$236K
MMM icon
200
3M
MMM
$94.3B
$230K 0.02%
1,941
– –
6 7
8
9 10

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CHAM
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HTI
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SIA
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L7C
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SWP
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WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return
LLL
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SSI Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, SSI Investment Management held 439 positions worth $1.03B, down 0.71% from $1.03B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SSI Investment Management withdrew a net $442M in Q3 2014, closing 48 positions and reducing 84 holdings. Its most notable exit was Alere Inc, an estimated $7.64M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.7% of assets, up from 1.7% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, SSI Investment Management opened a new position in Alcoa Inc worth $7.96M.

  • SSI Investment Management's largest Q3 2014 buy was Alcoa Inc: 159,650 shares worth $7.96M.
  • SSI Investment Management added most to Wells Fargo 7.5% Non Cumv Perp Conv in Q3 2014, an estimated $4.84M increase.
  • SSI Investment Management's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $18.4M.
  • SSI Investment Management fully exited Alere Inc in Q3 2014, selling an estimated $7.64M.
  • SSI Investment Management's ten largest holdings make up 23% of its $1.03B portfolio in Q3 2014.
  • SSI Investment Management opened 67 new positions and closed 48 in Q3 2014.
  • SSI Investment Management's portfolio value fell 0.71% quarter-over-quarter to $1.03B.

Based on SSI Investment Management's 13F filing for Q3 2014, filed 12 Nov 2014.