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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$980M
AUM Growth
-$148M
Cap. Flow
-$820M
Cap. Flow %
-83.67%
Top 10 Hldgs %
22.39%
Holding
465
New
62
Increased
25
Reduced
152
Closed
69

Top Buys

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$5.91M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$4.59M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.47M
4
ALR.PRB
Alere Inc
ALR.PRB
+$1.81M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.14M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$3.58M
2
XOM icon
ExxonMobil
XOM
+$2.96M
3
GE icon
GE Aerospace
GE
+$2.82M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.63M
5
JPM icon
JPMorgan Chase
JPM
+$2.34M

Sector Composition

Rank Sector Weight
1 Financials 2.03%
2 Industrials 1.49%
3 Healthcare 1.33%
4 Energy 1.14%
5 Consumer Discretionary 1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COWN
176
DELISTED
Cowen Inc. Class A Common Stock
COWN
$317K 0.03%
+17,960
New +$296K
WBD icon
177
Warner Bros
WBD
$67.1B
$316K 0.03%
7,474
-10,487
-58% -$442K
OII icon
178
Oceaneering
OII
$4.77B
$315K 0.03%
+4,396
New +$315K
WNEB icon
179
Western New England Bancorp
WNEB
$275M
$313K 0.03%
42,044
-31,511
-43% -$235K
PCRX icon
180
Pacira BioSciences
PCRX
$997M
$311K 0.03%
4,433
-6,869
-61% -$467K
PERI icon
181
Perion Network
PERI
$386M
$311K 0.03%
9,373
-13,657
-59% -$496K
MONT
182
DELISTED
MONTAGE TECHNOLOGY GROUP LTD
MONT
$311K 0.03%
15,560
-31,448
-67% -$613K
FCX icon
183
Freeport-McMoran
FCX
$97.5B
$306K 0.03%
9,300
-9,244
-50% -$308K
ZION icon
184
Zions Bancorporation
ZION
$10.3B
$303K 0.03%
+9,801
New +$298K
IWO icon
185
iShares Russell 2000 Growth ETF
IWO
$15B
$299K 0.03%
+2,200
New +$301K
MDLZ icon
186
Mondelez International
MDLZ
$79.9B
$299K 0.03%
8,653
-12,000
-58% -$410K
REXX
187
DELISTED
Rex Energy Corporation
REXX
$298K 0.03%
+1,597
New +$291K
PPG icon
188
PPG Industries
PPG
$26.6B
$297K 0.03%
3,068
-4,452
-59% -$423K
SN
189
DELISTED
Sanchez Energy Corporation
SN
$296K 0.03%
10,045
-20,978
-68% -$584K
FN icon
190
Fabrinet
FN
$20.1B
$290K 0.03%
+13,970
New +$265K
HUN icon
191
Huntsman Corp
HUN
$1.77B
$290K 0.03%
11,915
-13,088
-52% -$304K
BBBY
192
DELISTED
Bed Bath & Beyond Inc
BBBY
$285K 0.03%
+4,143
New +$280K
GILD icon
193
Gilead Sciences
GILD
$165B
$281K 0.03%
3,960
-18,481
-82% -$1.45M
AMG icon
194
Affiliated Managers Group
AMG
$9.76B
$280K 0.03%
1,398
-32
-2% -$6.29K
TIBX
195
DELISTED
TIBCO SOFTWARE INC
TIBX
$278K 0.03%
13,705
-14,305
-51% -$310K
ABT icon
196
Abbott
ABT
$187B
$275K 0.03%
7,140
-10,800
-60% -$416K
LAYN
197
DELISTED
Layne Christensen Co
LAYN
$275K 0.03%
15,137
-2,203
-13% -$38.8K
LVS icon
198
Las Vegas Sands
LVS
$29.6B
$274K 0.03%
+3,385
New +$272K
IBM icon
199
IBM
IBM
$224B
$273K 0.03%
1,479
-8,743
-86% -$1.54M
M icon
200
Macy's
M
$6.68B
$269K 0.03%
4,539
-6,300
-58% -$350K
6 7
8
9 10

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CHAM
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HTI
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SIA
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L7C
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SWP
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WBC
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LLL
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SSI Investment Management's Q1 2014 Portfolio in Review

As of Q1 2014, SSI Investment Management held 465 positions worth $980M, down 13% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

SSI Investment Management withdrew a net $820M in Q1 2014, closing 69 positions and reducing 152 holdings. Its most notable exit was GOODYEAR TIRE & RUBR CO PFD CONV (OH), an estimated $2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2% of assets, down from 3.5% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, SSI Investment Management opened a new position in State Street Utilities Select Sector SPDR ETF worth $1.2M.

  • SSI Investment Management's largest Q1 2014 buy was State Street Utilities Select Sector SPDR ETF: 57,790 shares worth $1.2M.
  • SSI Investment Management added most to Wells Fargo 7.5% Non Cumv Perp Conv in Q1 2014, an estimated $5.91M increase.
  • SSI Investment Management's biggest Q1 2014 reduction was Apple, cutting an estimated $3.58M.
  • SSI Investment Management fully exited GOODYEAR TIRE & RUBR CO PFD CONV (OH) in Q1 2014, selling an estimated $2M.
  • SSI Investment Management's ten largest holdings make up 22% of its $980M portfolio in Q1 2014.
  • SSI Investment Management opened 62 new positions and closed 69 in Q1 2014.
  • SSI Investment Management's portfolio value fell 13% quarter-over-quarter to $980M.

Based on SSI Investment Management's 13F filing for Q1 2014, filed 9 May 2014.