SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
+1.97%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.11B
AUM Growth
+$1.11B
Cap. Flow
-$9.76M
Cap. Flow %
-0.88%
Top 10 Hldgs %
18.88%
Holding
466
New
65
Increased
52
Reduced
103
Closed
64

Top Buys

1
WELL.PRI
Welltower Inc.
WELL.PRI
$14.7M
2
WY.PRA
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
$3.87M
3
NEE.PRO
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$3.67M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
$1.66M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
$1.63M

Top Sells

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$16.4M
2
HBANP
Huntington Bancshars Inc. Pfd Ser A
HBANP
$3.65M
3
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$3.29M
4
BAC.PRL icon
Bank of America Series L
BAC.PRL
$2.83M
5
APA.PRD
APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE)
APA.PRD
$2.25M

Sector Composition

1 Healthcare 2.71%
2 Financials 2.68%
3 Technology 2.61%
4 Consumer Discretionary 2.04%
5 Industrials 1.77%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HW
176
DELISTED
Headwaters Inc
HW
$514K 0.05% +57,300 New +$514K
MDC
177
DELISTED
M.D.C. Holdings, Inc.
MDC
$510K 0.05% +17,017 New +$510K
LDK
178
DELISTED
LDK SOLAR CO LTD.
LDK
$506K 0.05% 262,210 -26,380 -9% -$50.9K
CAT icon
179
Caterpillar
CAT
$196B
$505K 0.05% +6,028 New +$505K
WELL icon
180
Welltower
WELL
$113B
$499K 0.05% 7,989 – –
PNW icon
181
Pinnacle West Capital
PNW
$10.7B
$482K 0.04% +8,798 New +$482K
ARAY icon
182
Accuray
ARAY
$157M
$480K 0.04% +65,110 New +$480K
WEB
183
DELISTED
Web.com Group, Inc.
WEB
$472K 0.04% +14,565 New +$472K
CIE
184
DELISTED
Cobalt International Energy, Inc
CIE
$471K 0.04% +19,035 New +$471K
DANG
185
DELISTED
E-COMMERCE CHINA DANGDANG INC SPNSRD ADS REP COM CL A (CYM)
DANG
$463K 0.04% +44,240 New +$463K
BK icon
186
Bank of New York Mellon
BK
$74.5B
$459K 0.04% 15,151 -16,566 -52% -$502K
ODP icon
187
ODP
ODP
$610M
$452K 0.04% 93,700 – –
ACN icon
188
Accenture
ACN
$162B
$448K 0.04% 6,079 -57 -0.9% -$4.2K
ZLC
189
DELISTED
ZALE CORPORATION
ZLC
$447K 0.04% 29,400 -13,570 -32% -$206K
SUNE
190
DELISTED
SUNEDISON, INC COM
SUNE
$439K 0.04% +55,120 New +$439K
BWEN icon
191
Broadwind
BWEN
$48.4M
$438K 0.04% +55,850 New +$438K
BCRX icon
192
BioCryst Pharmaceuticals
BCRX
$1.74B
$437K 0.04% +60,110 New +$437K
MOD icon
193
Modine Manufacturing
MOD
$7.15B
$434K 0.04% +29,680 New +$434K
OCLR
194
DELISTED
Oclaro Inc.
OCLR
$434K 0.04% 245,120 +230,720 +1,602% +$409K
NAV
195
DELISTED
Navistar International
NAV
$431K 0.04% 11,800 -1,390 -11% -$50.8K
FCH
196
DELISTED
Felcor Lodging Trust
FCH
$427K 0.04% 69,270 +1,970 +3% +$12.1K
MTEM
197
DELISTED
Molecular Templates, Inc.
MTEM
$426K 0.04% +91,400 New +$426K
NWY
198
DELISTED
New York & Co Inc
NWY
$424K 0.04% 73,150 +7,550 +12% +$43.8K
COCO
199
DELISTED
CORINTHIAN COLLEGES INC
COCO
$423K 0.04% +192,100 New +$423K
PEG icon
200
Public Service Enterprise Group
PEG
$41.1B
$418K 0.04% 12,700 -4,800 -27% -$158K
6 7
8
9 10