SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
-1.48%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.83B
AUM Growth
+$1.83B
Cap. Flow
+$16.7M
Cap. Flow %
0.91%
Top 10 Hldgs %
26.02%
Holding
370
New
16
Increased
14
Reduced
110
Closed
17

Top Buys

1
AEPPZ
American Electric Power Company, Inc. Corporate Units
AEPPZ
$11.5M
2
NIMC
NiSource Inc. Series A Corporate Units
NIMC
$10.9M
3
CWB icon
SPDR Bloomberg Convertible Securities ETF
CWB
$10.1M
4
BDXB
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6.00% Mandatory Convertible Preferred Stock, Series B
BDXB
$9.91M
5
PCGU
PG&E Corporation
PCGU
$8.36M

Top Sells

1
IVV icon
iShares Core S&P 500 ETF
IVV
$18.5M
2
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$7.27M
3
APTV.PRA
Aptiv PLC 5.50% Series A Mandatory Convertible Preferred Shares
APTV.PRA
$5.01M
4
FIW icon
First Trust Water ETF
FIW
$4.37M
5
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$4.07M

Sector Composition

1 Technology 0.97%
2 Financials 0.49%
3 Healthcare 0.45%
4 Consumer Discretionary 0.42%
5 Communication Services 0.38%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SKIN icon
151
The Beauty Health Co
SKIN
$254M
$208K 0.01%
+12,300
New +$208K
ADP icon
152
Automatic Data Processing
ADP
$121B
$204K 0.01%
899
-7
-0.8% -$1.59K
NCLH icon
153
Norwegian Cruise Line
NCLH
$11.5B
$203K 0.01%
+9,330
New +$203K
AVTR icon
154
Avantor
AVTR
$8.74B
$202K 0.01%
5,966
-69
-1% -$2.34K
CMI icon
155
Cummins
CMI
$54B
$201K 0.01%
972
-7
-0.7% -$1.45K
WTRU
156
DELISTED
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
– –
-7,430
Closed -$483K
AEPPL
157
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
– –
-35,605
Closed -$1.78M
AMD icon
158
Advanced Micro Devices
AMD
$263B
– –
-1,699
Closed -$244K
EUFN icon
159
iShares MSCI Europe Financials ETF
EUFN
$4.32B
– –
-157,991
Closed -$3.17M
FIW icon
160
First Trust Water ETF
FIW
$1.92B
– –
-46,111
Closed -$4.37M
GILD icon
161
Gilead Sciences
GILD
$140B
– –
-3,024
Closed -$219K
GS icon
162
Goldman Sachs
GS
$221B
– –
-521
Closed -$201K
LRCX icon
163
Lam Research
LRCX
$124B
– –
-327
Closed -$236K
MMM icon
164
3M
MMM
$81B
– –
-1,245
Closed -$224K
MODG icon
165
Topgolf Callaway Brands
MODG
$1.69B
– –
-7,413
Closed -$203K
RNG icon
166
RingCentral
RNG
$2.74B
– –
-1,317
Closed -$248K
SBUX icon
167
Starbucks
SBUX
$99.2B
– –
-1,775
Closed -$208K
SNAP icon
168
Snap
SNAP
$12.3B
– –
-5,308
Closed -$250K
TFC icon
169
Truist Financial
TFC
$59.8B
– –
-3,499
Closed -$206K
TXN icon
170
Texas Instruments
TXN
$178B
– –
-1,223
Closed -$233K
CLVT.PRA
171
DELISTED
Clarivate Plc 5.25% Series A Mandatory Convertible Preferred Shares
CLVT.PRA
– –
-15,000
Closed -$1.35M
DHR.PRA
172
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
– –
-1,854
Closed -$4.07M
3 4 5 6
7