SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
1-Year Return 4.23%
This Quarter Return
+3.08%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.71B
AUM Growth
+$48M
Cap. Flow
-$1.16B
Cap. Flow %
-67.85%
Top 10 Hldgs %
28.35%
Holding
357
New
23
Increased
20
Reduced
84
Closed
8

Top Buys

1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$48.3M
2
DHR.PRB
Danaher Corporation 5.00% Mandatory Convertible Preferred Stock, Series B
DHR.PRB
$38.4M
3
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$28.8M
4
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$21.9M
5
APTV.PRA
Aptiv PLC 5.50% Series A Mandatory Convertible Preferred Shares
APTV.PRA
$18.4M

Top Sells

1
SWT
Stanley Black & Decker, Inc.
SWT
$9.33M
2
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$8.9M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
$5.64M
4
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
$5.49M
5
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$2.4M

Sector Composition

1 Technology 1.2%
2 Financials 0.55%
3 Consumer Discretionary 0.53%
4 Healthcare 0.52%
5 Communication Services 0.5%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CMI icon
151
Cummins
CMI
$54.6B
$215K 0.01%
979
– –
SBUX icon
152
Starbucks
SBUX
$98.9B
$208K 0.01%
+1,775
New +$208K
WMB icon
153
Williams Companies
WMB
$69.9B
$208K 0.01%
7,977
-15
-0.2% -$391
TFC icon
154
Truist Financial
TFC
$60.2B
$206K 0.01%
3,499
– –
MODG icon
155
Topgolf Callaway Brands
MODG
$1.69B
$203K 0.01%
+7,413
New +$203K
GS icon
156
Goldman Sachs
GS
$225B
$201K 0.01%
+521
New +$201K
ACWX icon
157
iShares MSCI ACWI ex US ETF
ACWX
$6.61B
– –
-25,237
Closed -$1.4M
APD icon
158
Air Products & Chemicals
APD
$64.5B
– –
-789
Closed -$203K
C icon
159
Citigroup
C
$178B
– –
-4,186
Closed -$295K
FPXI icon
160
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$154M
– –
-37,410
Closed -$2.4M
PSX icon
161
Phillips 66
PSX
$53.2B
– –
-2,941
Closed -$205K
SE icon
162
Sea Limited
SE
$111B
– –
-664
Closed -$212K
RCLFU
163
DELISTED
Rosecliff Acquisition Corp I Unit
RCLFU
– –
-10,000
Closed -$99K
CFXA
164
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
– –
-47,806
Closed -$8.9M
3 4 5 6
7