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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.94%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.2B
AUM Growth
+$27.1M
Cap. Flow
-$793M
Cap. Flow %
-66.13%
Top 10 Hldgs %
20.48%
Holding
319
New
12
Increased
21
Reduced
96
Closed
8

Top Buys

Rank Stock Value
1
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$3.49M
2
DYNC
Vistra Energy Corp.
DYNC
+$3.39M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.31M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$1.56M
5
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$1.15M

Top Sells

Rank Stock Value
1
AGN.PRA
Allergan plc
AGN.PRA
+$10.4M
2
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
+$6.64M
3
BKHU
Black Hills Corporation
BKHU
+$3.73M
4
WPXP
WPX Energy, Inc.
WPXP
+$2.66M
5
HEZU icon
iShares Currency Hedged MSCI Eurozone ETF
HEZU
+$2.59M

Sector Composition

Rank Sector Weight
1 Financials 0.86%
2 Healthcare 0.6%
3 Technology 0.59%
4 Communication Services 0.5%
5 Industrials 0.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPXP
151
DELISTED
WPX Energy, Inc.
WPXP
– –
-50,000
Closed -$2.66M
AEUA
152
DELISTED
Anadarko Petroleum Corporation
AEUA
– –
-61,365
Closed -$2.34M
TMUSP
153
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
– –
-66,520
Closed -$6.64M
3 4 5 6
7

Similar funds

VIP
Vantage Investment Partners Kansas City, Missouri $1.45B AUM 18.96% 1-Year Est. Return
CHAM
Clear Harbor Asset Management Stamford, Connecticut $1.45B AUM 23.7% 1-Year Est. Return
HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
L7C
Liberty 77 Capital Washington, District of Columbia $1.46B AUM 33.32% 1-Year Est. Return
SWP
Strategic Wealth Partners Independence, Ohio $1.44B AUM 21.2% 1-Year Est. Return
WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return
LLL
Lynrock Lake LP Rye Brook, New York $1.46B AUM 17.55% 1-Year Est. Return

SSI Investment Management's Q4 2017 Portfolio in Review

As of Q4 2017, SSI Investment Management held 319 positions worth $1.2B, up 2.3% from $1.17B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

SSI Investment Management withdrew a net $793M in Q4 2017, closing 8 positions and reducing 96 holdings. Its most notable exit was T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A, an estimated $6.64M position sold in full.

By sector, the portfolio is most concentrated in Financials at 0.86% of assets, down from 0.86% a quarter earlier, followed by Healthcare and Technology.

Against the trend, SSI Investment Management opened a new position in First Trust Senior Loan Fund ETF worth $1.56M.

  • SSI Investment Management's largest Q4 2017 buy was First Trust Senior Loan Fund ETF: 32,458 shares worth $1.56M.
  • SSI Investment Management added most to Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6 in Q4 2017, an estimated $3.49M increase.
  • SSI Investment Management's biggest Q4 2017 reduction was Allergan plc, cutting an estimated $10.4M.
  • SSI Investment Management fully exited T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A in Q4 2017, selling an estimated $6.64M.
  • SSI Investment Management's ten largest holdings make up 20% of its $1.2B portfolio in Q4 2017.
  • SSI Investment Management opened 12 new positions and closed 8 in Q4 2017.
  • SSI Investment Management's portfolio value rose 2.3% quarter-over-quarter to $1.2B.

Based on SSI Investment Management's 13F filing for Q4 2017, filed 9 Feb 2018.