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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.15%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.09B
AUM Growth
-$38.4M
Cap. Flow
-$748M
Cap. Flow %
-68.49%
Top 10 Hldgs %
21.3%
Holding
319
New
17
Increased
22
Reduced
88
Closed
17

Top Buys

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$3.52M
2
ARNC.PRB
Arconic Inc.
ARNC.PRB
+$2.84M
3
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$2.53M
4
KEY.PRG
KeyCorp Pfd
KEY.PRG
+$2.36M
5
BKLN icon
Invesco Senior Loan ETF
BKLN
+$2.33M

Top Sells

Rank Stock Value
1
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
+$6.97M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.44M
3
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$3.25M
4
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
+$2.96M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.89M

Sector Composition

Rank Sector Weight
1 Financials 0.81%
2 Industrials 0.55%
3 Healthcare 0.53%
4 Technology 0.52%
5 Communication Services 0.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCAM
151
DELISTED
Fiat Chrysler Automobiles N.V.
FCAM
– –
-46,286
Closed -$2.96M
SWH
152
DELISTED
Stanley Black & Decker, Inc.
SWH
– –
-19,889
Closed -$2.51M
CCI.PRA
153
DELISTED
Crown Castle International Corp.
CCI.PRA
– –
-28,817
Closed -$3.25M
AA.PRB
154
DELISTED
Alcoa Inc
AA.PRB
– –
-87,020
Closed -$2.85M
3 4 5 6
7

Similar funds

VIP
Vantage Investment Partners Kansas City, Missouri $1.45B AUM 18.96% 1-Year Est. Return
CHAM
Clear Harbor Asset Management Stamford, Connecticut $1.45B AUM 23.7% 1-Year Est. Return
HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
L7C
Liberty 77 Capital Washington, District of Columbia $1.46B AUM 33.32% 1-Year Est. Return
SWP
Strategic Wealth Partners Independence, Ohio $1.44B AUM 21.2% 1-Year Est. Return
WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return
LLL
Lynrock Lake LP Rye Brook, New York $1.46B AUM 17.55% 1-Year Est. Return

SSI Investment Management's Q4 2016 Portfolio in Review

As of Q4 2016, SSI Investment Management held 319 positions worth $1.09B, down 3.4% from $1.13B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

SSI Investment Management withdrew a net $748M in Q4 2016, closing 17 positions and reducing 88 holdings. Its most notable exit was iShares 20+ Year Treasury Bond ETF, an estimated $3.44M position sold in full.

By sector, the portfolio is most concentrated in Financials at 0.81% of assets, up from 0.62% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, SSI Investment Management opened a new position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF worth $3.49M.

  • SSI Investment Management's largest Q4 2016 buy was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF: 66,971 shares worth $3.49M.
  • SSI Investment Management added most to KeyCorp Pfd in Q4 2016, an estimated $2.36M increase.
  • SSI Investment Management's biggest Q4 2016 reduction was Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock, cutting an estimated $6.97M.
  • SSI Investment Management fully exited iShares 20+ Year Treasury Bond ETF in Q4 2016, selling an estimated $3.44M.
  • SSI Investment Management's ten largest holdings make up 21% of its $1.09B portfolio in Q4 2016.
  • SSI Investment Management opened 17 new positions and closed 17 in Q4 2016.
  • SSI Investment Management's portfolio value fell 3.4% quarter-over-quarter to $1.09B.

Based on SSI Investment Management's 13F filing for Q4 2016, filed 10 Feb 2017.