SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
1-Year Return 4.23%
This Quarter Return
+1.24%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$985M
AUM Growth
-$40.5M
Cap. Flow
+$463M
Cap. Flow %
47.02%
Top 10 Hldgs %
22.88%
Holding
456
New
170
Increased
63
Reduced
93
Closed
70

Top Buys

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$19.9M
2
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$8.05M
3
TSNU
Tyson Foods, Inc.
TSNU
$5.04M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
$2.55M
5
SPSB icon
SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$2.55M

Top Sells

1
MTCN
ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX)
MTCN
$4.31M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
$4.06M
3
WELL.PRI
Welltower Inc.
WELL.PRI
$3.12M
4
KEY.PRG
KeyCorp Pfd
KEY.PRG
$2.7M
5
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$1.2M

Sector Composition

1 Healthcare 1.63%
2 Financials 1.52%
3 Technology 1.31%
4 Industrials 1.03%
5 Communication Services 0.93%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BV
151
DELISTED
Bazaarvoice, Inc.
BV
$283K 0.03%
35,200
-600
-2% -$4.82K
SFE
152
DELISTED
Safeguard Scientifics, Inc.
SFE
$282K 0.03%
14,200
-180
-1% -$3.58K
X
153
DELISTED
US Steel
X
$280K 0.03%
+10,450
New +$280K
MHGC
154
DELISTED
Morgans Hotel Group Co.
MHGC
$280K 0.03%
35,775
-18,350
-34% -$144K
RTN
155
DELISTED
Raytheon Company
RTN
$279K 0.03%
2,576
– –
QURE icon
156
uniQure
QURE
$988M
$278K 0.03%
18,800
-3,295
-15% -$48.7K
HSTO
157
DELISTED
Histogen Inc. Common Stock
HSTO
$276K 0.03%
+197
New +$276K
KR icon
158
Kroger
KR
$44.8B
$272K 0.03%
8,458
– –
ON icon
159
ON Semiconductor
ON
$20.2B
$272K 0.03%
+26,800
New +$272K
ECOM
160
DELISTED
CHANNELADVISOR CORPORATION
ECOM
$272K 0.03%
12,595
-31,755
-72% -$686K
AJRD
161
DELISTED
Aerojet Rocketdyne Holdings, Inc.
AJRD
$271K 0.03%
14,840
-195
-1% -$3.56K
PALI icon
162
Palisade Bio
PALI
$5.76M
– –
0
– –
VIAB
163
DELISTED
Viacom Inc. Class B
VIAB
$269K 0.03%
3,577
-2,061
-37% -$155K
MMM icon
164
3M
MMM
$82.5B
$267K 0.03%
1,941
– –
NUWE icon
165
Nuwellis
NUWE
$4.37M
– –
0
– -$383K
EBF icon
166
Ennis
EBF
$474M
$266K 0.03%
19,700
-12,045
-38% -$163K
YELL
167
DELISTED
Yellow Corporation Common Stock
YELL
$263K 0.03%
11,700
-6,250
-35% -$140K
RTX icon
168
RTX Corp
RTX
$209B
$260K 0.03%
3,602
– –
AL icon
169
Air Lease Corp
AL
$7.12B
$258K 0.03%
7,525
+2,125
+39% +$72.9K
MRO
170
DELISTED
Marathon Oil Corporation
MRO
$254K 0.03%
8,975
+3,225
+56% +$91.3K
IWM icon
171
iShares Russell 2000 ETF
IWM
$67.5B
$252K 0.03%
2,100
-435
-17% -$52.2K
CBB
172
DELISTED
Cincinnati Bell Inc.
CBB
$252K 0.03%
15,800
-8,256
-34% -$132K
LCI
173
DELISTED
Lannett Company, Inc.
LCI
$251K 0.03%
+1,466
New +$251K
CNCE
174
DELISTED
Concert Pharmaceuticals, Inc.
CNCE
$249K 0.03%
+18,700
New +$249K
RKT
175
DELISTED
ROCK-TENN COMPANY CL-A
RKT
$249K 0.03%
+4,085
New +$249K
5 6
7
8 9