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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+1.25%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$985M
AUM Growth
-$40.5M
Cap. Flow
+$570M
Cap. Flow %
57.93%
Top 10 Hldgs %
22.88%
Holding
432
New
170
Increased
63
Reduced
93
Closed
70

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$19.5M
2
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
+$7.99M
3
TSNU
Tyson Foods, Inc.
TSNU
+$5.11M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$2.56M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$2.56M

Top Sells

Rank Stock Value
1
MTCN
ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX)
MTCN
+$4.31M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$4.06M
3
WELL.PRI
Welltower Inc.
WELL.PRI
+$3M
4
KEY.PRG
KeyCorp Pfd
KEY.PRG
+$2.71M
5
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
+$1.15M

Sector Composition

Rank Sector Weight
1 Healthcare 1.63%
2 Financials 1.52%
3 Technology 1.28%
4 Industrials 1.07%
5 Communication Services 0.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BV
151
DELISTED
Bazaarvoice, Inc.
BV
$283K 0.03%
35,200
-600
-2% -$4.46K
SFE
152
DELISTED
Safeguard Scientifics, Inc.
SFE
$282K 0.03%
14,200
-180
-1% -$3.47K
X
153
DELISTED
US Steel
X
$280K 0.03%
+10,450
New +$348K
MHGC
154
DELISTED
Morgans Hotel Group Co.
MHGC
$280K 0.03%
35,775
-18,350
-34% -$144K
RTN
155
DELISTED
Raytheon Company
RTN
$279K 0.03%
2,576
– –
QURE icon
156
uniQure
QURE
$3.22B
$278K 0.03%
18,800
-3,295
-15% -$40.3K
HSTO
157
DELISTED
Histogen Inc. Common Stock
HSTO
$276K 0.03%
+197
New +$285K
KR icon
158
Kroger
KR
$34.8B
$272K 0.03%
8,458
– –
ON icon
159
ON Semiconductor
ON
$31.6B
$272K 0.03%
+26,800
New +$235K
ECOM
160
DELISTED
CHANNELADVISOR CORPORATION
ECOM
$272K 0.03%
12,595
-31,755
-72% -$544K
AJRD
161
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$271K 0.03%
14,840
-195
-1% -$3.27K
PALI icon
162
Palisade Bio
PALI
$367M
– –
0
– –
VIAB
163
DELISTED
Viacom Inc. Class B
VIAB
$269K 0.03%
3,577
-2,061
-37% -$151K
MMM icon
164
3M
MMM
$94.3B
$267K 0.03%
1,941
– –
NUWE icon
165
Nuwellis
NUWE
$543K
– –
0
– –
EBF icon
166
Ennis
EBF
$564M
$266K 0.03%
19,700
-12,045
-38% -$167K
YELL
167
DELISTED
Yellow Corporation Common Stock
YELL
$263K 0.03%
11,700
-6,250
-35% -$134K
RTX icon
168
RTX Corp
RTX
$301B
$260K 0.03%
3,602
– –
AL
169
DELISTED
Air Lease Corp
AL
$258K 0.03%
7,525
+2,125
+39% +$74.7K
MRO
170
DELISTED
Marathon Oil Corporation
MRO
$254K 0.03%
8,975
+3,225
+56% +$103K
IWM icon
171
iShares Russell 2000 ETF
IWM
$83B
$252K 0.03%
2,100
-435
-17% -$49.7K
CBB
172
DELISTED
Cincinnati Bell Inc.
CBB
$252K 0.03%
15,800
-8,256
-34% -$140K
LCI
173
DELISTED
Lannett Company, Inc.
LCI
$251K 0.03%
+1,466
New +$272K
CNCE
174
DELISTED
Concert Pharmaceuticals, Inc.
CNCE
$249K 0.03%
+18,700
New +$241K
RKT
175
DELISTED
ROCK-TENN COMPANY CL-A
RKT
$249K 0.03%
+4,085
New +$222K
5 6
7
8 9

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CHAM
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HTI
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SIA
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L7C
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SWP
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WBC
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LLL
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SSI Investment Management's Q4 2014 Portfolio in Review

As of Q4 2014, SSI Investment Management held 432 positions worth $985M, down 4% from $1.03B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SSI Investment Management deployed $570M of net new capital in Q4 2014, opening 170 new positions and adding to 63 existing holdings. Its largest new stake was T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A: 153,992 shares worth $8.05M.

By sector, the portfolio is most concentrated in Healthcare at 1.6% of assets, up from 1.2% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Welltower Inc., an estimated $3M trimmed.

  • SSI Investment Management's largest Q4 2014 buy was T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A: 153,992 shares worth $8.05M.
  • SSI Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $19.5M increase.
  • SSI Investment Management's biggest Q4 2014 reduction was Welltower Inc., cutting an estimated $3M.
  • SSI Investment Management fully exited ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX) in Q4 2014, selling an estimated $4.31M.
  • SSI Investment Management's ten largest holdings make up 23% of its $985M portfolio in Q4 2014.
  • SSI Investment Management opened 170 new positions and closed 70 in Q4 2014.
  • SSI Investment Management's portfolio value fell 4% quarter-over-quarter to $985M.

Based on SSI Investment Management's 13F filing for Q4 2014, filed 11 Feb 2015.