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SIM

SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
-0.51%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.03B
AUM Growth
-$7.29M
Cap. Flow
-$442M
Cap. Flow %
-43.12%
Top 10 Hldgs %
23.03%
Holding
439
New
67
Increased
74
Reduced
84
Closed
48

Top Buys

Rank Stock Value
1
AA.PRB
Alcoa Inc
AA.PRB
+$7.93M
2
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$4.84M
3
TSNU
Tyson Foods, Inc.
TSNU
+$3.9M
4
EXCU
Exelon Corporation
EXCU
+$2.51M
5
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$2.34M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$18.4M
2
ALR.PRB
Alere Inc
ALR.PRB
+$7.64M
3
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$4.95M
4
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$4.33M
5
WELL.PRI
Welltower Inc.
WELL.PRI
+$2.46M

Sector Composition

Rank Sector Weight
1 Financials 1.74%
2 Healthcare 1.2%
3 Industrials 1.19%
4 Technology 1.11%
5 Communication Services 0.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAN icon
151
ManpowerGroup
MAN
$2.63B
$324K 0.03%
4,608
+530
+13% +$41.4K
META icon
152
Meta Platforms (Facebook)
META
$1.51T
$321K 0.03%
4,051
– –
SNDA icon
153
Sonida Senior Living
SNDA
$1.91B
$321K 0.03%
+1,005
New +$351K
PH icon
154
Parker-Hannifin
PH
$135B
$320K 0.03%
2,801
+700
+33% +$82.5K
NES
155
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
$320K 0.03%
21,705
-1,550
-7% -$24.6K
HY icon
156
Hyster-Yale Materials Handling
HY
$665M
$318K 0.03%
4,440
+1,200
+37% +$95.6K
DFS
157
DELISTED
Discover Financial Services
DFS
$314K 0.03%
4,860
-400
-8% -$25.1K
SSNI
158
DELISTED
Silver Spring Networks, Inc.
SSNI
$305K 0.03%
+31,640
New +$344K
ALB icon
159
Albemarle
ALB
$15.5B
$303K 0.03%
+5,150
New +$335K
AMZN icon
160
Amazon
AMZN
$2.96T
$302K 0.03%
18,640
– –
POWR
161
DELISTED
POWERSECURE INTL INC COM STK (DE)
POWR
$301K 0.03%
+31,430
New +$322K
CAS
162
DELISTED
A M Castle & Co
CAS
$301K 0.03%
+35,175
New +$347K
HHH icon
163
Howard Hughes
HHH
$4.03B
$300K 0.03%
2,098
+698
+50% +$102K
AMG icon
164
Affiliated Managers Group
AMG
$9.76B
$298K 0.03%
1,488
+100
+7% +$20.4K
MDLZ icon
165
Mondelez International
MDLZ
$79.9B
$293K 0.03%
8,513
– –
LRCX icon
166
Lam Research
LRCX
$390B
$292K 0.03%
39,170
– –
ABT icon
167
Abbott
ABT
$187B
$290K 0.03%
6,984
– –
IWO icon
168
iShares Russell 2000 Growth ETF
IWO
$15.1B
$289K 0.03%
2,225
+470
+27% +$63K
IOC
169
DELISTED
Interoil Corporation
IOC
$289K 0.03%
+5,335
New +$311K
TAST
170
DELISTED
Carrols Restaurant Group, Inc.
TAST
$286K 0.03%
40,175
-23,600
-37% -$170K
HK
171
DELISTED
Halcon Resources Corporation
HK
$286K 0.03%
421
+236
+128% +$231K
DIOD icon
172
Diodes
DIOD
$4.84B
$284K 0.03%
+11,900
New +$315K
UNP icon
173
Union Pacific
UNP
$174B
$284K 0.03%
2,608
– –
PPG icon
174
PPG Industries
PPG
$26.6B
$279K 0.03%
2,840
-200
-7% -$20.4K
IWM icon
175
iShares Russell 2000 ETF
IWM
$83B
$277K 0.03%
2,535
+379
+18% +$43.4K
5 6
7
8 9

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HTI
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SIA
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L7C
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SWP
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WBC
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LLL
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SSI Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, SSI Investment Management held 439 positions worth $1.03B, down 0.71% from $1.03B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SSI Investment Management withdrew a net $442M in Q3 2014, closing 48 positions and reducing 84 holdings. Its most notable exit was Alere Inc, an estimated $7.64M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.7% of assets, up from 1.7% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, SSI Investment Management opened a new position in Alcoa Inc worth $7.96M.

  • SSI Investment Management's largest Q3 2014 buy was Alcoa Inc: 159,650 shares worth $7.96M.
  • SSI Investment Management added most to Wells Fargo 7.5% Non Cumv Perp Conv in Q3 2014, an estimated $4.84M increase.
  • SSI Investment Management's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $18.4M.
  • SSI Investment Management fully exited Alere Inc in Q3 2014, selling an estimated $7.64M.
  • SSI Investment Management's ten largest holdings make up 23% of its $1.03B portfolio in Q3 2014.
  • SSI Investment Management opened 67 new positions and closed 48 in Q3 2014.
  • SSI Investment Management's portfolio value fell 0.71% quarter-over-quarter to $1.03B.

Based on SSI Investment Management's 13F filing for Q3 2014, filed 12 Nov 2014.