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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$980M
AUM Growth
-$148M
Cap. Flow
-$820M
Cap. Flow %
-83.67%
Top 10 Hldgs %
22.39%
Holding
465
New
62
Increased
25
Reduced
152
Closed
69

Top Buys

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$5.91M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$4.59M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.47M
4
ALR.PRB
Alere Inc
ALR.PRB
+$1.81M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.14M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$3.58M
2
XOM icon
ExxonMobil
XOM
+$2.96M
3
GE icon
GE Aerospace
GE
+$2.82M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.63M
5
JPM icon
JPMorgan Chase
JPM
+$2.34M

Sector Composition

Rank Sector Weight
1 Financials 2.03%
2 Industrials 1.49%
3 Healthcare 1.33%
4 Energy 1.14%
5 Consumer Discretionary 1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEP icon
151
PepsiCo
PEP
$190B
$386K 0.04%
4,611
-10,800
-70% -$877K
GM icon
152
General Motors
GM
$76.8B
$378K 0.04%
10,944
-14,303
-57% -$525K
BANC icon
153
Banc of California
BANC
$2.97B
$376K 0.04%
30,680
-25,845
-46% -$335K
SOL
154
DELISTED
Emeren Group
SOL
$365K 0.04%
+22,742
New +$421K
URBN icon
155
Urban Outfitters
URBN
$6.59B
$364K 0.04%
9,989
-7,513
-43% -$274K
MCK icon
156
McKesson
MCK
$101B
$355K 0.04%
2,012
-5,400
-73% -$944K
CZR
157
DELISTED
Caesars Entertainment Corporation
CZR
$355K 0.04%
18,720
+1,490
+9% +$34.4K
KR icon
158
Kroger
KR
$34.8B
$354K 0.04%
+16,220
New +$323K
VYNT
159
DELISTED
Vyant Bio, Inc. Common Stock
VYNT
$352K 0.04%
156
-264
-63% -$676K
EZCH
160
DELISTED
EZCHIP SEMICONDUCTOR LIMITED ORD SHS (IL)
EZCH
$349K 0.04%
13,738
-17,330
-56% -$444K
IWM icon
161
iShares Russell 2000 ETF
IWM
$83B
$348K 0.04%
2,991
-420
-12% -$48.5K
CAI
162
DELISTED
CAI International, Inc.
CAI
$339K 0.03%
+13,749
New +$310K
VIAB
163
DELISTED
Viacom Inc. Class B
VIAB
$336K 0.03%
3,954
-5,659
-59% -$482K
TWX
164
DELISTED
Time Warner Inc
TWX
$336K 0.03%
5,416
-16,460
-75% -$1.03M
CSCO icon
165
Cisco
CSCO
$479B
$334K 0.03%
14,918
-91,755
-86% -$2.03M
WMT icon
166
Walmart Inc
WMT
$890B
$334K 0.03%
13,140
-34,200
-72% -$859K
KRFT
167
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$333K 0.03%
+5,951
New +$323K
NUWE icon
168
Nuwellis
NUWE
$543K
– –
0
– –
COP icon
169
ConocoPhillips
COP
$141B
$331K 0.03%
4,716
-1,151
-20% -$77K
MBI icon
170
MBIA
MBI
$260M
$326K 0.03%
23,373
-43,403
-65% -$553K
PM icon
171
Philip Morris
PM
$295B
$326K 0.03%
3,983
-10,400
-72% -$840K
INTC icon
172
Intel
INTC
$513B
$319K 0.03%
12,432
-35,500
-74% -$886K
MRO
173
DELISTED
Marathon Oil Corporation
MRO
$319K 0.03%
+8,993
New +$303K
WAL icon
174
Western Alliance Bancorporation
WAL
$8.87B
$318K 0.03%
+12,933
New +$299K
AMZN icon
175
Amazon
AMZN
$2.96T
$317K 0.03%
19,000
-51,000
-73% -$946K
5 6
7
8 9

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CHAM
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HTI
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SIA
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L7C
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SWP
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WBC
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LLL
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SSI Investment Management's Q1 2014 Portfolio in Review

As of Q1 2014, SSI Investment Management held 465 positions worth $980M, down 13% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

SSI Investment Management withdrew a net $820M in Q1 2014, closing 69 positions and reducing 152 holdings. Its most notable exit was GOODYEAR TIRE & RUBR CO PFD CONV (OH), an estimated $2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2% of assets, down from 3.5% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, SSI Investment Management opened a new position in State Street Utilities Select Sector SPDR ETF worth $1.2M.

  • SSI Investment Management's largest Q1 2014 buy was State Street Utilities Select Sector SPDR ETF: 57,790 shares worth $1.2M.
  • SSI Investment Management added most to Wells Fargo 7.5% Non Cumv Perp Conv in Q1 2014, an estimated $5.91M increase.
  • SSI Investment Management's biggest Q1 2014 reduction was Apple, cutting an estimated $3.58M.
  • SSI Investment Management fully exited GOODYEAR TIRE & RUBR CO PFD CONV (OH) in Q1 2014, selling an estimated $2M.
  • SSI Investment Management's ten largest holdings make up 22% of its $980M portfolio in Q1 2014.
  • SSI Investment Management opened 62 new positions and closed 69 in Q1 2014.
  • SSI Investment Management's portfolio value fell 13% quarter-over-quarter to $980M.

Based on SSI Investment Management's 13F filing for Q1 2014, filed 9 May 2014.