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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+1.97%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.11B
AUM Growth
+$88.6M
Cap. Flow
-$614M
Cap. Flow %
-55.33%
Top 10 Hldgs %
18.88%
Holding
446
New
65
Increased
51
Reduced
104
Closed
64

Top Buys

Rank Stock Value
1
WELL.PRI
Welltower Inc.
WELL.PRI
+$15.1M
2
WY.PRA
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
+$3.87M
3
NEE.PRO
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
+$3.77M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$1.6M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$1.53M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$16.4M
2
HBANP
Huntington Bancshars Inc. Pfd Ser A
HBANP
+$3.65M
3
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$3.18M
4
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$2.87M
5
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$2.79M

Sector Composition

Rank Sector Weight
1 Healthcare 2.71%
2 Financials 2.68%
3 Technology 2.61%
4 Consumer Discretionary 2.04%
5 Industrials 1.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VSH icon
151
Vishay Intertechnology
VSH
$5.43B
$594K 0.05%
+46,310
New +$632K
KEYW
152
DELISTED
The KEYW Holding Corporation
KEYW
$589K 0.05%
+43,795
New +$558K
URI icon
153
United Rentals
URI
$72.4B
$588K 0.05%
10,102
-7,414
-42% -$411K
SLCA
154
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$584K 0.05%
+23,465
New +$547K
UNP icon
155
Union Pacific
UNP
$174B
$582K 0.05%
7,486
– –
ACTV
156
DELISTED
Active Network Inc
ACTV
$580K 0.05%
+40,580
New +$390K
MON
157
DELISTED
Monsanto Co
MON
$576K 0.05%
5,514
+760
+16% +$76.4K
REN
158
DELISTED
Resolute Energy Corporaton
REN
$572K 0.05%
+13,708
New +$568K
AGG icon
159
iShares Core US Aggregate Bond ETF
AGG
$138B
$568K 0.05%
5,295
– –
ADNC
160
DELISTED
AUDIENCE INC COM STK (DE)
ADNC
$568K 0.05%
50,547
-5,463
-10% -$63K
BMY icon
161
Bristol-Myers Squibb
BMY
$132B
$566K 0.05%
12,240
– –
EMR icon
162
Emerson Electric
EMR
$88.3B
$566K 0.05%
8,731
-75
-0.9% -$4.59K
EOG icon
163
EOG Resources
EOG
$70.7B
$557K 0.05%
6,602
-100
-1% -$7.76K
PKY
164
DELISTED
Parkway, Inc.
PKY
$553K 0.05%
+31,150
New +$545K
A icon
165
Agilent Technologies
A
$41.2B
$549K 0.05%
14,987
– –
DHR icon
166
Danaher
DHR
$144B
$547K 0.05%
+11,738
New +$532K
GS icon
167
Goldman Sachs
GS
$303B
$544K 0.05%
3,440
– –
PCRX icon
168
Pacira BioSciences
PCRX
$997M
$540K 0.05%
+11,252
New +$410K
RF icon
169
Regions Financial
RF
$26.8B
$540K 0.05%
+58,270
New +$571K
PTC icon
170
PTC
PTC
$16B
$537K 0.05%
+18,856
New +$513K
POZN
171
DELISTED
POZEN INC
POZN
$533K 0.05%
+93,245
New +$515K
WTSL
172
DELISTED
WET SEAL INC CL-A
WTSL
$533K 0.05%
+135,420
New +$573K
VTRS icon
173
Viatris
VTRS
$18.9B
$532K 0.05%
+13,960
New +$491K
WNEB icon
174
Western New England Bancorp
WNEB
$275M
$519K 0.05%
+73,715
New +$518K
MBI icon
175
MBIA
MBI
$260M
$517K 0.05%
+50,650
New +$637K
5 6
7
8 9

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HTI
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SIA
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L7C
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SWP
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WBC
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LLL
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SSI Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, SSI Investment Management held 446 positions worth $1.11B, up 8.7% from $1.02B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

SSI Investment Management withdrew a net $614M in Q3 2013, closing 64 positions and reducing 104 holdings. Its most notable exit was Huntington Bancshars Inc. Pfd Ser A, an estimated $3.65M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 2.7% of assets, up from 2.4% a quarter earlier, followed by Financials and Technology.

Against the trend, SSI Investment Management opened a new position in Welltower Inc. worth $14.7M.

  • SSI Investment Management's largest Q3 2013 buy was Welltower Inc.: 254,750 shares worth $14.7M.
  • SSI Investment Management added most to Foot Locker in Q3 2013, an estimated $1.39M increase.
  • SSI Investment Management's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $16.4M.
  • SSI Investment Management fully exited Huntington Bancshars Inc. Pfd Ser A in Q3 2013, selling an estimated $3.65M.
  • SSI Investment Management's ten largest holdings make up 19% of its $1.11B portfolio in Q3 2013.
  • SSI Investment Management opened 65 new positions and closed 64 in Q3 2013.
  • SSI Investment Management's portfolio value rose 8.7% quarter-over-quarter to $1.11B.

Based on SSI Investment Management's 13F filing for Q3 2013, filed 12 Nov 2013.