SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
1-Year Est. Return 4.23%
This Quarter Est. Return
1 Year Est. Return
+4.23%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.59B
AUM Growth
-$242M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
345
New
Increased
Reduced
Closed

Top Buys

1
+$17.6M
2
+$6.88M
3
+$5.51M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.39M
5
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$4.75M

Top Sells

1
+$22.2M
2
+$17.2M
3
+$14.8M
4
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$6.12M
5
SWT
Stanley Black & Decker, Inc.
SWT
+$5.5M

Sector Composition

1 Technology 0.75%
2 Healthcare 0.5%
3 Financials 0.44%
4 Communication Services 0.32%
5 Consumer Discretionary 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
126
$201K 0.01%
6,971
127
$201K 0.01%
518
128
$185K 0.01%
11,984
129
$157K 0.01%
12,300
130
– –
-899
131
– –
-143,829
132
– –
-9,914
133
– –
-5,966
134
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135
– –
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136
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137
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138
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139
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140
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141
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142
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144
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146
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-811
3 4 5
6
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