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SSI Investment Management Portfolio holdings

AUM $1.72B
1-Year Est. Return 7.09%
This Fund
S&P 500
This Quarter Est. Return
+3.08%
1 Year Est. Return
+7.09%
3 Year Est. Return
+15.65%
5 Year Est. Return
+16.94%
10 Year Est. Return
+34.3%
AUM
$1.71B
AUM Growth
+$48M
Cap. Flow
-$1.02B
Cap. Flow %
-59.88%
Top 10 Hldgs %
28.35%
Holding
328
New
23
Increased
20
Reduced
84
Closed
8

Top Buys

Rank Stock Value
1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$40.8M
2
DHR.PRB
Danaher Corporation 5.00% Mandatory Convertible Preferred Stock, Series B
DHR.PRB
+$36.3M
3
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
+$28.6M
4
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
+$20.6M
5
APTV.PRA
Aptiv PLC 5.50% Series A Mandatory Convertible Preferred Shares
APTV.PRA
+$18.7M

Top Sells

Rank Stock Value
1
SWT
Stanley Black & Decker, Inc.
SWT
+$9.29M
2
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
+$8.9M
3
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$5.56M
4
IWD icon
iShares Russell 1000 Value ETF
IWD
+$5.5M
5
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$2.4M

Sector Composition

Rank Sector Weight
1 Technology 1.2%
2 Financials 0.55%
3 Consumer Discretionary 0.53%
4 Healthcare 0.52%
5 Communication Services 0.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRU icon
126
Prudential Financial
PRU
$42.1B
$274K 0.02%
2,523
-5
-0.2% -$543
FCX icon
127
Freeport-McMoran
FCX
$98.7B
$269K 0.02%
6,408
-15
-0.2% -$570
AIG icon
128
American International
AIG
$40.7B
$267K 0.02%
4,689
-15
-0.3% -$854
MT icon
129
ArcelorMittal
MT
$55.7B
$267K 0.02%
8,356
-25
-0.3% -$775
CLF icon
130
Cleveland-Cliffs
CLF
$7.13B
$264K 0.02%
12,119
-35
-0.3% -$754
PH icon
131
Parker-Hannifin
PH
$134B
$261K 0.02%
817
– –
ITW icon
132
Illinois Tool Works
ITW
$83.9B
$254K 0.01%
1,030
– –
AVTR icon
133
Avantor
AVTR
$9.29B
$253K 0.01%
+6,035
New +$238K
DE icon
134
Deere & Co
DE
$164B
$253K 0.01%
732
– –
LUV icon
135
Southwest Airlines
LUV
$22B
$253K 0.01%
5,863
-15
-0.3% -$704
EXPE icon
136
Expedia Group
EXPE
$37.7B
$252K 0.01%
+1,385
New +$235K
T icon
137
AT&T
T
$165B
$251K 0.01%
13,591
-3,567
-21% -$66.7K
SNAP icon
138
Snap
SNAP
$9.05B
$250K 0.01%
+5,308
New +$299K
BMY icon
139
Bristol-Myers Squibb
BMY
$132B
$248K 0.01%
4,003
-10
-0.2% -$587
IYM icon
140
iShares US Basic Materials ETF
IYM
$1.03B
$248K 0.01%
1,748
-5
-0.3% -$673
RNG icon
141
RingCentral
RNG
$5.38B
$248K 0.01%
+1,317
New +$292K
AMD icon
142
Advanced Micro Devices
AMD
$767B
$244K 0.01%
+1,699
New +$228K
LMT icon
143
Lockheed Martin
LMT
$139B
$237K 0.01%
659
– –
LRCX icon
144
Lam Research
LRCX
$383B
$236K 0.01%
+3,270
New +$205K
TXN icon
145
Texas Instruments
TXN
$256B
$233K 0.01%
1,223
– –
CSX icon
146
CSX Corp
CSX
$92.8B
$225K 0.01%
+5,955
New +$210K
MMM icon
147
3M
MMM
$93.9B
$224K 0.01%
1,489
-6
-0.4% -$894
ADP icon
148
Automatic Data Processing
ADP
$109B
$223K 0.01%
+906
New +$205K
ARCC icon
149
Ares Capital
ARCC
$14.3B
$221K 0.01%
10,415
-30
-0.3% -$623
GILD icon
150
Gilead Sciences
GILD
$165B
$219K 0.01%
3,024
-10
-0.3% -$689
3 4 5
6
7

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WJA
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OMC
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CC
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II
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RIA
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PAIM
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VCM
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SSI Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, SSI Investment Management held 328 positions worth $1.71B, up 2.9% from $1.66B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

SSI Investment Management withdrew a net $1.02B in Q4 2021, closing 8 positions and reducing 84 holdings. Its most notable exit was Colfax Corporation 5.75% Tangible Equity Units, an estimated $8.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, up from 0.97% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, SSI Investment Management opened a new position in Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A worth $48.3M.

  • SSI Investment Management's largest Q4 2021 buy was Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A: 23,309 shares worth $48.3M.
  • SSI Investment Management added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $6.36M increase.
  • SSI Investment Management's biggest Q4 2021 reduction was Stanley Black & Decker, Inc., cutting an estimated $9.29M.
  • SSI Investment Management fully exited Colfax Corporation 5.75% Tangible Equity Units in Q4 2021, selling an estimated $8.9M.
  • SSI Investment Management's ten largest holdings make up 28% of its $1.71B portfolio in Q4 2021.
  • SSI Investment Management opened 23 new positions and closed 8 in Q4 2021.
  • SSI Investment Management's portfolio value rose 2.9% quarter-over-quarter to $1.71B.

Based on SSI Investment Management's 13F filing for Q4 2021, filed 11 Feb 2022.