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SSI Investment Management Portfolio holdings

AUM $1.72B
1-Year Est. Return 7.09%
This Fund
S&P 500
This Quarter Est. Return
-0.08%
1 Year Est. Return
+7.09%
3 Year Est. Return
+15.65%
5 Year Est. Return
+16.94%
10 Year Est. Return
+34.3%
AUM
$1.66B
AUM Growth
+$111M
Cap. Flow
-$1.11B
Cap. Flow %
-66.85%
Top 10 Hldgs %
24.89%
Holding
327
New
6
Increased
34
Reduced
12
Closed
16

Top Buys

Rank Stock Value
1
RBCP
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
+$7.93M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.5M
3
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$4.71M
4
FIW icon
First Trust Water ETF
FIW
+$3.85M
5
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$2.62M

Top Sells

Rank Stock Value
1
SWT
Stanley Black & Decker, Inc.
SWT
+$5.15M
2
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$3.51M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$2.05M
4
PAVE icon
Global X US Infrastructure Development ETF
PAVE
+$1.74M
5
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$1.06M

Sector Composition

Rank Sector Weight
1 Technology 0.97%
2 Financials 0.56%
3 Communication Services 0.49%
4 Consumer Discretionary 0.46%
5 Healthcare 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMM icon
126
3M
MMM
$94.7B
$222K 0.01%
1,495
– –
CMI icon
127
Cummins
CMI
$89B
$221K 0.01%
979
– –
IYM icon
128
iShares US Basic Materials ETF
IYM
$1.03B
$218K 0.01%
1,753
– –
ZD icon
129
Ziff Davis
ZD
$2.02B
$218K 0.01%
+1,827
New +$219K
ITW icon
130
Illinois Tool Works
ITW
$84.3B
$214K 0.01%
1,030
– –
MRVL icon
131
Marvell Technology
MRVL
$190B
$214K 0.01%
3,529
– –
ARCC icon
132
Ares Capital
ARCC
$14.4B
$213K 0.01%
10,445
– –
SE icon
133
Sea Limited
SE
$78.5B
$212K 0.01%
+664
New +$204K
GILD icon
134
Gilead Sciences
GILD
$167B
$211K 0.01%
3,034
– –
MSI icon
135
Motorola Solutions
MSI
$77.7B
$210K 0.01%
902
-208
-19% -$48.3K
FCX icon
136
Freeport-McMoran
FCX
$97B
$209K 0.01%
6,423
– –
WMB icon
137
Williams Companies
WMB
$88.3B
$208K 0.01%
7,992
– –
TFC icon
138
Truist Financial
TFC
$63.5B
$206K 0.01%
+3,499
New +$196K
PSX icon
139
Phillips 66
PSX
$87.9B
$205K 0.01%
2,941
– –
APD icon
140
Air Products & Chemicals
APD
$69.1B
$203K 0.01%
789
– –
RCLFU
141
DELISTED
Rosecliff Acquisition Corp I Unit
RCLFU
$99K 0.01%
10,000
– –
BIIB icon
142
Biogen
BIIB
$30.1B
– –
-570
Closed -$200K
BLMN icon
143
Bloomin' Brands
BLMN
$948M
– –
-7,548
Closed -$206K
CAT icon
144
Caterpillar
CAT
$396B
– –
-941
Closed -$205K
CHX
145
DELISTED
ChampionX
CHX
– –
-7,977
Closed -$205K
FDX icon
146
FedEx
FDX
$77B
– –
-715
Closed -$213K
LRCX icon
147
Lam Research
LRCX
$395B
– –
-3,270
Closed -$215K
MCS icon
148
Marcus Corp
MCS
$932M
– –
-11,003
Closed -$233K
NCLH icon
149
Norwegian Cruise Line
NCLH
$8.61B
– –
-8,565
Closed -$254K
NOC icon
150
Northrop Grumman
NOC
$82.2B
– –
-551
Closed -$200K
3 4 5
6
7

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WJA
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OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return
CC
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II
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RIA
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PAIM
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return

SSI Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, SSI Investment Management held 327 positions worth $1.66B, up 7.2% from $1.55B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

SSI Investment Management withdrew a net $1.11B in Q3 2021, closing 16 positions and reducing 12 holdings. Its most notable exit was Global X US Infrastructure Development ETF, an estimated $1.74M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.97% of assets, down from 1.1% a quarter earlier, followed by Financials and Communication Services.

Against the trend, SSI Investment Management opened a new position in RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock worth $7.55M.

  • SSI Investment Management's largest Q3 2021 buy was RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock: 68,490 shares worth $7.55M.
  • SSI Investment Management added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $6.5M increase.
  • SSI Investment Management's biggest Q3 2021 reduction was Stanley Black & Decker, Inc., cutting an estimated $5.15M.
  • SSI Investment Management fully exited Global X US Infrastructure Development ETF in Q3 2021, selling an estimated $1.74M.
  • SSI Investment Management's ten largest holdings make up 25% of its $1.66B portfolio in Q3 2021.
  • SSI Investment Management opened 6 new positions and closed 16 in Q3 2021.
  • SSI Investment Management's portfolio value rose 7.2% quarter-over-quarter to $1.66B.

Based on SSI Investment Management's 13F filing for Q3 2021, filed 12 Nov 2021.