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SSI Investment Management Portfolio holdings

AUM $1.72B
1-Year Est. Return 7.09%
This Fund
S&P 500
This Quarter Est. Return
-4.99%
1 Year Est. Return
+7.09%
3 Year Est. Return
+15.65%
5 Year Est. Return
+16.94%
10 Year Est. Return
+34.3%
AUM
$1.13B
AUM Growth
-$368M
Cap. Flow
-$1B
Cap. Flow %
-88.17%
Top 10 Hldgs %
24.16%
Holding
279
New
4
Increased
12
Reduced
76
Closed
39

Top Buys

Rank Stock Value
1
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$9.22M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$8.37M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$6.6M
4
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$4.88M
5
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$3.62M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$8.42M
2
CNP.PRB
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
+$8.17M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$7.8M
4
ENR.PRA
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
+$4.52M
5
ACWX icon
iShares MSCI ACWI ex US ETF
ACWX
+$4.23M

Sector Composition

Rank Sector Weight
1 Utilities 0.76%
2 Technology 0.71%
3 Healthcare 0.48%
4 Financials 0.45%
5 Communication Services 0.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USB icon
126
US Bancorp
USB
$100B
– –
-3,666
Closed -$218K
WFC icon
127
Wells Fargo
WFC
$265B
– –
-9,464
Closed -$508K
WTW icon
128
Willis Towers Watson
WTW
$32B
– –
-1,004
Closed -$204K
XLE icon
129
State Street Energy Select Sector SPDR ETF
XLE
$39.8B
– –
-13,420
Closed -$403K
XOM icon
130
ExxonMobil
XOM
$657B
– –
-5,578
Closed -$388K
PXD
131
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-1,666
Closed -$253K
SPLK
132
DELISTED
Splunk Inc
SPLK
– –
-1,369
Closed -$205K
CNP.PRB
133
DELISTED
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
– –
-167,560
Closed -$8.17M
NBR.PRA
134
DELISTED
Nabors Industries Ltd. 6.00% Mandatory Convertible Preferred Shares, Series A
NBR.PRA
– –
-135,000
Closed -$3.04M
SJIU
135
DELISTED
South Jersey Industries, Inc.
SJIU
– –
-40,000
Closed -$2.08M
2 3 4 5
6

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WJA
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OMC
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CC
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II
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RIA
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PAIM
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VCM
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SSI Investment Management's Q1 2020 Portfolio in Review

As of Q1 2020, SSI Investment Management held 279 positions worth $1.13B, down 24% from $1.5B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SSI Investment Management withdrew a net $1B in Q1 2020, closing 39 positions and reducing 76 holdings. Its most notable exit was CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S, an estimated $8.17M position sold in full.

By sector, the portfolio is most concentrated in Utilities at 0.76% of assets, down from 0.87% a quarter earlier, followed by Technology and Healthcare.

Against the trend, SSI Investment Management opened a new position in NextEra Energy, Inc. 5.279% Corporate Units worth $9.7M.

  • SSI Investment Management's largest Q1 2020 buy was NextEra Energy, Inc. 5.279% Corporate Units: 220,005 shares worth $9.7M.
  • SSI Investment Management added most to iShares Core US Aggregate Bond ETF in Q1 2020, an estimated $6.6M increase.
  • SSI Investment Management's biggest Q1 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $8.42M.
  • SSI Investment Management fully exited CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S in Q1 2020, selling an estimated $8.17M.
  • SSI Investment Management's ten largest holdings make up 24% of its $1.13B portfolio in Q1 2020.
  • SSI Investment Management opened 4 new positions and closed 39 in Q1 2020.
  • SSI Investment Management's portfolio value fell 24% quarter-over-quarter to $1.13B.

Based on SSI Investment Management's 13F filing for Q1 2020, filed 13 May 2020.