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SSI Investment Management Portfolio holdings
AUM
$1.45B
1-Year Est. Return
5.8%
This Fund
S&P 500
This Quarter
Est. Return
+1.81%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.5B
AUM Growth
+$129M
(+9.4%)
Cap. Flow
-$880M
Cap. Flow
% of AUM
-58.61%
Top 10 Holdings %
Top 10 Hldgs %
22.48%
Holding
298
New
20
Increased
24
Reduced
84
Closed
6
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
|
+$23.2M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$15.6M |
| 3 |
SWT
Stanley Black & Decker, Inc.
SWT
|
+$10.7M |
| 4 |
ENR.PRA
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
|
+$4.61M |
| 5 |
iShares MSCI ACWI ex US ETF
ACWX
|
+$4.11M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$6.07M |
| 2 |
SWP
Stanley Black & Decker, Inc. Corporate Units
SWP
|
+$5.38M |
| 3 |
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
|
+$1.65M |
| 4 |
First Trust Capital Strength ETF
FTCS
|
+$1.58M |
| 5 |
ProShares Short 20+ Year Treasury ETF
TBF
|
+$769K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Utilities | 0.87% |
| 2 | Technology | 0.66% |
| 3 | Financials | 0.62% |
| 4 | Healthcare | 0.48% |
| 5 | Communication Services | 0.35% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SPLK
126
DELISTED
Splunk Inc
SPLK
| $205K | 0.01% |
+1,369
| New | +$180K |
|
127
Willis Towers Watson
WTW
$32B
| $204K | 0.01% |
+1,004
| New | +$192K |
|
128
ConocoPhillips
COP
$141B
| $203K | 0.01% |
+3,099
| New | +$182K |
|
|
BNY
129
Bank of New York Mellon
BNY
$107B
| $202K | 0.01% |
+4,014
| New | +$192K |
|
130
Sarepta Therapeutics
SRPT
$1.77B
| $201K | 0.01% |
+1,549
| New | +$156K |
|
131
Northrop Grumman
NOC
$81.2B
| $200K | 0.01% |
581
-2
| -0.3% | -$703 |
|
|
OPTU
132
Optimum Communications Inc
OPTU
$301M
| – | – |
-7,036
| Closed | -$202K |
|
133
D.R. Horton
DHI
$42.3B
| – | – |
-6,028
| Closed | -$318K |
|
134
Dollar Tree
DLTR
$25.2B
| – | – |
-1,857
| Closed | -$212K |
|
135
GE Aerospace
GE
$384B
| – | – |
-2,400
| Closed | -$107K |
|
136
iShares US Energy ETF
IYE
$1.7B
| – | – |
-6,550
| Closed | -$208K |
|
|
STI
137
DELISTED
SunTrust Banks, Inc.
STI
| – | – |
-3,073
| Closed | -$211K |
|
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SSI Investment Management's Q4 2019 Portfolio in Review
As of Q4 2019, SSI Investment Management held 298 positions worth $1.5B, up 9.4% from $1.37B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
SSI Investment Management withdrew a net $880M in Q4 2019, closing 6 positions and reducing 84 holdings. Its most notable exit was D.R. Horton, an estimated $318K position sold in full.
By sector, the portfolio is most concentrated in Utilities at 0.87% of assets, down from 0.95% a quarter earlier, followed by Technology and Financials.
Against the trend, SSI Investment Management opened a new position in Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A worth $24.1M.
- SSI Investment Management's largest Q4 2019 buy was Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A: 20,639 shares worth $24.1M.
- SSI Investment Management added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $15.6M increase.
- SSI Investment Management's biggest Q4 2019 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $6.07M.
- SSI Investment Management fully exited D.R. Horton in Q4 2019, selling an estimated $318K.
- SSI Investment Management's ten largest holdings make up 22% of its $1.5B portfolio in Q4 2019.
- SSI Investment Management opened 20 new positions and closed 6 in Q4 2019.
- SSI Investment Management's portfolio value rose 9.4% quarter-over-quarter to $1.5B.
Based on SSI Investment Management's 13F filing for Q4 2019, filed 12 Feb 2020.