We are live on ! Find out more
SIM

SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.62%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.37B
AUM Growth
+$27.2M
Cap. Flow
-$893M
Cap. Flow %
-65.05%
Top 10 Hldgs %
21.59%
Holding
299
New
11
Increased
14
Reduced
65
Closed
12

Top Buys

Rank Stock Value
1
SOLN
The Southern Company
SOLN
+$12.8M
2
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$9.16M
3
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$8.18M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$4.19M
5
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
+$3.83M

Top Sells

Rank Stock Value
1
NEE.PRR
NextEra Energy, Inc.
NEE.PRR
+$10.8M
2
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
+$7.07M
3
DTV
DTE Energy Company 2016 Corporate Units
DTV
+$4.89M
4
IFFT
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
+$3.58M
5
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$3.25M

Sector Composition

Rank Sector Weight
1 Utilities 0.95%
2 Technology 0.61%
3 Financials 0.59%
4 Healthcare 0.4%
5 Communication Services 0.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRTSP
126
DELISTED
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
– –
-23,250
Closed -$2.2M
DTV
127
DELISTED
DTE Energy Company 2016 Corporate Units
DTV
– –
-87,020
Closed -$4.89M
NEE.PRR
128
DELISTED
NextEra Energy, Inc.
NEE.PRR
– –
-164,990
Closed -$10.8M
DCUD
129
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
– –
-141,200
Closed -$7.07M
2 3 4 5
6

Similar funds

VIP
Vantage Investment Partners Kansas City, Missouri $1.45B AUM 18.96% 1-Year Est. Return
CHAM
Clear Harbor Asset Management Stamford, Connecticut $1.45B AUM 23.7% 1-Year Est. Return
HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
L7C
Liberty 77 Capital Washington, District of Columbia $1.46B AUM 33.32% 1-Year Est. Return
SWP
Strategic Wealth Partners Independence, Ohio $1.44B AUM 21.2% 1-Year Est. Return
WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return
LLL
Lynrock Lake LP Rye Brook, New York $1.46B AUM 17.55% 1-Year Est. Return

SSI Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, SSI Investment Management held 299 positions worth $1.37B, up 2% from $1.35B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

SSI Investment Management withdrew a net $893M in Q3 2019, closing 12 positions and reducing 65 holdings. Its most notable exit was NextEra Energy, Inc., an estimated $10.8M position sold in full.

By sector, the portfolio is most concentrated in Utilities at 0.95% of assets, followed by Technology and Financials.

Against the trend, SSI Investment Management opened a new position in The Southern Company worth $13M.

  • SSI Investment Management's largest Q3 2019 buy was The Southern Company: 243,255 shares worth $13M.
  • SSI Investment Management added most to Dominion Energy, Inc. 2019 Series A Corporate Units in Q3 2019, an estimated $8.18M increase.
  • SSI Investment Management's biggest Q3 2019 reduction was International Flavors & Fragrances Inc. 6.00% Tangible Equity Units, cutting an estimated $3.58M.
  • SSI Investment Management fully exited NextEra Energy, Inc. in Q3 2019, selling an estimated $10.8M.
  • SSI Investment Management's ten largest holdings make up 22% of its $1.37B portfolio in Q3 2019.
  • SSI Investment Management opened 11 new positions and closed 12 in Q3 2019.
  • SSI Investment Management's portfolio value rose 2% quarter-over-quarter to $1.37B.

Based on SSI Investment Management's 13F filing for Q3 2019, filed 12 Nov 2019.