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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.1%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.17B
AUM Growth
+$36.8M
Cap. Flow
-$765M
Cap. Flow %
-65.32%
Top 10 Hldgs %
20.04%
Holding
315
New
6
Increased
55
Reduced
64
Closed
5

Top Buys

Rank Stock Value
1
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$7.39M
2
FLG.PRU
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
+$2.23M
3
ANTX
Anthem, Inc.
ANTX
+$1.59M
4
AMT.PRB
American Tower Corporation
AMT.PRB
+$1.38M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.29M

Top Sells

Rank Stock Value
1
ARNC.PRB
Arconic Inc.
ARNC.PRB
+$1.92M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$1.34M
3
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
+$290K
4
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
+$246K
5
DD
Du Pont De Nemours E I
DD
+$243K

Sector Composition

Rank Sector Weight
1 Financials 0.86%
2 Healthcare 0.63%
3 Technology 0.59%
4 Communication Services 0.52%
5 Industrials 0.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIIB icon
126
Biogen
BIIB
$30.7B
$240K 0.02%
765
-5
-0.6% -$1.48K
EG icon
127
Everest Group
EG
$14.4B
$236K 0.02%
1,028
+95
+10% +$23.9K
CVS icon
128
CVS Health
CVS
$122B
$234K 0.02%
2,869
-20
-0.7% -$1.58K
PARA
129
DELISTED
Paramount Global Class B
PARA
$227K 0.02%
3,866
-26
-0.7% -$1.64K
LOW icon
130
Lowe's Companies
LOW
$125B
$225K 0.02%
2,809
-14
-0.5% -$1.07K
PXD
131
DELISTED
Pioneer Natural Resource Co.
PXD
$224K 0.02%
1,520
+167
+12% +$24K
BMY icon
132
Bristol-Myers Squibb
BMY
$132B
$220K 0.02%
+3,443
New +$201K
IP icon
133
International Paper
IP
$22B
$218K 0.02%
4,040
-28
-0.7% -$1.47K
EOG icon
134
EOG Resources
EOG
$70.7B
$217K 0.02%
+2,268
New +$205K
XRT icon
135
State Street SPDR S&P Retail ETF
XRT
$327M
$217K 0.02%
5,209
-33
-0.6% -$1.32K
DFS
136
DELISTED
Discover Financial Services
DFS
$206K 0.02%
3,195
-21
-0.7% -$1.27K
AIG icon
137
American International
AIG
$41.3B
$203K 0.02%
3,316
-21
-0.6% -$1.31K
NKE icon
138
Nike
NKE
$61.9B
$202K 0.02%
3,852
-26
-0.7% -$1.46K
WDC icon
139
Western Digital
WDC
$150B
$201K 0.02%
3,064
-19
-0.6% -$1.26K
CAT icon
140
Caterpillar
CAT
$387B
$200K 0.02%
+1,619
New +$186K
F icon
141
Ford
F
$55.7B
$149K 0.01%
12,538
-72
-0.6% -$812
EQT icon
142
EQT Corp
EQT
$32.3B
– –
-6,841
Closed -$218K
QCOM icon
143
Qualcomm
QCOM
$176B
– –
-3,837
Closed -$211K
XLE icon
144
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
– –
-41,174
Closed -$1.34M
ARNC.PRB
145
DELISTED
Arconic Inc.
ARNC.PRB
– –
-53,853
Closed -$1.92M
DD
146
DELISTED
Du Pont De Nemours E I
DD
– –
-3,019
Closed -$243K
2 3 4 5
6

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CHAM
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HTI
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SIA
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L7C
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SWP
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WBC
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LLL
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SSI Investment Management's Q3 2017 Portfolio in Review

As of Q3 2017, SSI Investment Management held 315 positions worth $1.17B, up 3.2% from $1.13B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

SSI Investment Management withdrew a net $765M in Q3 2017, closing 5 positions and reducing 64 holdings. Its most notable exit was Arconic Inc., an estimated $1.92M position sold in full.

By sector, the portfolio is most concentrated in Financials at 0.86% of assets, up from 0.82% a quarter earlier, followed by Healthcare and Technology.

Against the trend, SSI Investment Management opened a new position in Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A worth $7.24M.

  • SSI Investment Management's largest Q3 2017 buy was Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A: 6,827 shares worth $7.24M.
  • SSI Investment Management added most to Flagstar Bank National Association Bifurcated Option Note Unit Securities in Q3 2017, an estimated $2.23M increase.
  • SSI Investment Management's biggest Q3 2017 reduction was T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A, cutting an estimated $290K.
  • SSI Investment Management fully exited Arconic Inc. in Q3 2017, selling an estimated $1.92M.
  • SSI Investment Management's ten largest holdings make up 20% of its $1.17B portfolio in Q3 2017.
  • SSI Investment Management opened 6 new positions and closed 5 in Q3 2017.
  • SSI Investment Management's portfolio value rose 3.2% quarter-over-quarter to $1.17B.

Based on SSI Investment Management's 13F filing for Q3 2017, filed 14 Nov 2017.