We are live on ! Find out more
SIM

SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
-2.01%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$929M
AUM Growth
-$91.8M
Cap. Flow
-$624M
Cap. Flow %
-67.1%
Top 10 Hldgs %
19.53%
Holding
290
New
16
Increased
14
Reduced
24
Closed
16

Top Buys

Rank Stock Value
1
SRCLP
Stericycle, Inc
SRCLP
+$9.77M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.98M
3
WPXP
WPX Energy, Inc.
WPXP
+$8.97M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.4M
5
SWNC
Southwestern Energy Company
SWNC
+$6.09M

Top Sells

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$8.75M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$4.25M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$4.22M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$3.6M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.15M

Sector Composition

Rank Sector Weight
1 Industrials 1.45%
2 Healthcare 0.98%
3 Financials 0.79%
4 Consumer Staples 0.68%
5 Technology 0.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HON icon
126
Honeywell
HON
$78B
$214K 0.02%
+2,532
New +$230K
BA icon
127
Boeing
BA
$185B
$211K 0.02%
1,592
– –
MPC icon
128
Marathon Petroleum
MPC
$83.7B
$210K 0.02%
4,540
– –
RTX icon
129
RTX Corp
RTX
$301B
$203K 0.02%
3,591
– –
GIS icon
130
General Mills
GIS
$19.7B
$200K 0.02%
+3,585
New +$205K
KEY icon
131
KeyCorp
KEY
$24.4B
$199K 0.02%
15,460
– –
SWFT
132
DELISTED
Swift Transportation Company
SWFT
$157K 0.02%
10,331
– –
ON icon
133
ON Semiconductor
ON
$31.6B
$149K 0.02%
15,810
– –
XRX icon
134
Xerox
XRX
$425M
$142K 0.02%
5,489
– –
AIG icon
135
American International
AIG
$41.3B
– –
-3,382
Closed -$210K
COP icon
136
ConocoPhillips
COP
$141B
– –
-4,018
Closed -$247K
DHI icon
137
D.R. Horton
DHI
$42.3B
– –
-7,953
Closed -$218K
EMN icon
138
Eastman Chemical
EMN
$8.42B
– –
-2,524
Closed -$209K
EPI icon
139
WisdomTree India Earnings Fund ETF
EPI
$2.06B
– –
-13,154
Closed -$285K
EZU icon
140
iShare MSCI Eurozone ETF
EZU
$9.91B
– –
-6,079
Closed -$228K
IJH icon
141
iShares Core S&P Mid-Cap ETF
IJH
$127B
– –
-105,225
Closed -$3.15M
IWD icon
142
iShares Russell 1000 Value ETF
IWD
$83.9B
– –
-40,946
Closed -$4.22M
MDY icon
143
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
– –
-1,845
Closed -$504K
ESRX
144
DELISTED
Express Scripts Holding Company
ESRX
– –
-2,266
Closed -$202K
TWX
145
DELISTED
Time Warner Inc
TWX
– –
-2,824
Closed -$247K
YHOO
146
DELISTED
Yahoo Inc
YHOO
– –
-6,464
Closed -$255K
EXCU
147
DELISTED
Exelon Corporation
EXCU
– –
-53,375
Closed -$2.45M
WY.PRA
148
DELISTED
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
– –
-32,255
Closed -$1.69M
NEE.PRO
149
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
– –
-47,506
Closed -$2.93M
UTX.PRA
150
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
– –
-45,489
Closed -$2.64M
2 3 4 5
6

Similar funds

VIP
Vantage Investment Partners Kansas City, Missouri $1.45B AUM 18.96% 1-Year Est. Return
CHAM
Clear Harbor Asset Management Stamford, Connecticut $1.45B AUM 23.7% 1-Year Est. Return
HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
L7C
Liberty 77 Capital Washington, District of Columbia $1.46B AUM 33.32% 1-Year Est. Return
SWP
Strategic Wealth Partners Independence, Ohio $1.44B AUM 21.2% 1-Year Est. Return
WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return
LLL
Lynrock Lake LP Rye Brook, New York $1.46B AUM 17.55% 1-Year Est. Return

SSI Investment Management's Q3 2015 Portfolio in Review

As of Q3 2015, SSI Investment Management held 290 positions worth $929M, down 9% from $1.02B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

SSI Investment Management withdrew a net $624M in Q3 2015, closing 16 positions and reducing 24 holdings. Its most notable exit was iShares Russell 1000 Value ETF, an estimated $4.22M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 1.4% of assets, up from 0.36% a quarter earlier, followed by Healthcare and Financials.

Against the trend, SSI Investment Management opened a new position in Stericycle, Inc worth $9.78M.

  • SSI Investment Management's largest Q3 2015 buy was Stericycle, Inc: 96,320 shares worth $9.78M.
  • SSI Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $8.98M increase.
  • SSI Investment Management's biggest Q3 2015 reduction was Wells Fargo 7.5% Non Cumv Perp Conv, cutting an estimated $8.75M.
  • SSI Investment Management fully exited iShares Russell 1000 Value ETF in Q3 2015, selling an estimated $4.22M.
  • SSI Investment Management's ten largest holdings make up 20% of its $929M portfolio in Q3 2015.
  • SSI Investment Management opened 16 new positions and closed 16 in Q3 2015.
  • SSI Investment Management's portfolio value fell 9% quarter-over-quarter to $929M.

Based on SSI Investment Management's 13F filing for Q3 2015, filed 9 Nov 2015.