SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
-2.01%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$929M
AUM Growth
+$929M
Cap. Flow
+$19.8M
Cap. Flow %
2.13%
Top 10 Hldgs %
19.53%
Holding
320
New
16
Increased
16
Reduced
24
Closed
16

Top Buys

1
SRCLP
Stericycle, Inc
SRCLP
$9.78M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$8.48M
3
WPXP
WPX Energy, Inc.
WPXP
$8.02M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
$7.43M
5
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$5.08M

Top Sells

1
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$8.65M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
$4.22M
3
BAC.PRL icon
Bank of America Series L
BAC.PRL
$4.14M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$3.6M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
$3.15M

Sector Composition

1 Industrials 1.43%
2 Healthcare 0.98%
3 Financials 0.79%
4 Consumer Staples 0.68%
5 Technology 0.54%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HON icon
126
Honeywell
HON
$139B
$214K 0.02% +2,275 New +$214K
BA icon
127
Boeing
BA
$177B
$211K 0.02% 1,592 – –
MPC icon
128
Marathon Petroleum
MPC
$54.6B
$210K 0.02% 4,540 – –
RTX icon
129
RTX Corp
RTX
$212B
$203K 0.02% 2,260 – –
GIS icon
130
General Mills
GIS
$26.4B
$200K 0.02% +3,585 New +$200K
KEY icon
131
KeyCorp
KEY
$21.2B
$199K 0.02% 15,460 – –
SWFT
132
DELISTED
Swift Transportation Company
SWFT
$157K 0.02% 10,331 – –
ON icon
133
ON Semiconductor
ON
$20.3B
$149K 0.02% 15,810 – –
XRX icon
134
Xerox
XRX
$501M
$142K 0.02% 14,465 – –
AIG icon
135
American International
AIG
$45.1B
– – -3,382 Closed -$210K
COP icon
136
ConocoPhillips
COP
$124B
– – -4,018 Closed -$247K
DHI icon
137
D.R. Horton
DHI
$50.5B
– – -7,953 Closed -$218K
EMN icon
138
Eastman Chemical
EMN
$8.08B
– – -2,524 Closed -$209K
EPI icon
139
WisdomTree India Earnings Fund ETF
EPI
$2.86B
– – -13,154 Closed -$285K
EZU icon
140
iShare MSCI Eurozone ETF
EZU
$7.87B
– – -6,079 Closed -$228K
IJH icon
141
iShares Core S&P Mid-Cap ETF
IJH
$100B
– – -21,045 Closed -$3.15M
IWD icon
142
iShares Russell 1000 Value ETF
IWD
$63.5B
– – -40,946 Closed -$4.22M
MDY icon
143
SPDR S&P MidCap 400 ETF Trust
MDY
$23.7B
– – -1,845 Closed -$504K
ESRX
144
DELISTED
Express Scripts Holding Company
ESRX
– – -2,266 Closed -$202K
TWX
145
DELISTED
Time Warner Inc
TWX
– – -2,824 Closed -$247K
YHOO
146
DELISTED
Yahoo Inc
YHOO
– – -6,464 Closed -$255K
EXCU
147
DELISTED
Exelon Corporation
EXCU
– – -53,375 Closed -$2.45M
WY.PRA
148
DELISTED
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
– – -32,255 Closed -$1.69M
NEE.PRO
149
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
– – -47,506 Closed -$2.93M
UTX.PRA
150
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
– – -45,489 Closed -$2.64M
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