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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+1.25%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$985M
AUM Growth
-$40.5M
Cap. Flow
+$570M
Cap. Flow %
57.93%
Top 10 Hldgs %
22.88%
Holding
432
New
170
Increased
63
Reduced
93
Closed
70

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$19.5M
2
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
+$7.99M
3
TSNU
Tyson Foods, Inc.
TSNU
+$5.11M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$2.56M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$2.56M

Top Sells

Rank Stock Value
1
MTCN
ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX)
MTCN
+$4.31M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$4.06M
3
WELL.PRI
Welltower Inc.
WELL.PRI
+$3M
4
KEY.PRG
KeyCorp Pfd
KEY.PRG
+$2.71M
5
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
+$1.15M

Sector Composition

Rank Sector Weight
1 Healthcare 1.63%
2 Financials 1.52%
3 Technology 1.28%
4 Industrials 1.07%
5 Communication Services 0.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XCRA
126
DELISTED
Xcerra Corporation
XCRA
$330K 0.03%
36,000
+850
+2% +$7.2K
DIOD icon
127
Diodes
DIOD
$4.84B
$328K 0.03%
11,900
– –
PPG icon
128
PPG Industries
PPG
$26.6B
$327K 0.03%
2,824
-16
-0.6% -$1.66K
DVY icon
129
iShares Select Dividend ETF
DVY
$23.6B
$325K 0.03%
+4,085
New +$315K
IWO icon
130
iShares Russell 2000 Growth ETF
IWO
$15.1B
$325K 0.03%
2,279
+54
+2% +$7.31K
PM icon
131
Philip Morris
PM
$295B
$318K 0.03%
3,913
– –
TNL icon
132
Travel + Leisure Co
TNL
$4.7B
$318K 0.03%
+8,218
New +$297K
ABT icon
133
Abbott
ABT
$187B
$315K 0.03%
6,984
– –
AMG icon
134
Affiliated Managers Group
AMG
$9.76B
$315K 0.03%
1,488
– –
MAN icon
135
ManpowerGroup
MAN
$2.63B
$313K 0.03%
4,582
-26
-0.6% -$1.73K
OPB
136
DELISTED
Opus Bank Common Stock
OPB
$313K 0.03%
11,045
+2,500
+29% +$69.9K
ALB icon
137
Albemarle
ALB
$15.5B
$310K 0.03%
5,150
– –
LRCX icon
138
Lam Research
LRCX
$390B
$310K 0.03%
39,170
– –
MDLZ icon
139
Mondelez International
MDLZ
$79.9B
$308K 0.03%
8,513
– –
MDT icon
140
Medtronic
MDT
$112B
$308K 0.03%
4,292
– –
HAWK
141
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$305K 0.03%
7,850
-4,005
-34% -$142K
XRX icon
142
Xerox
XRX
$425M
$303K 0.03%
8,292
+2,979
+56% +$105K
CPB icon
143
Campbell Soup
CPB
$6.87B
$301K 0.03%
+6,825
New +$298K
CVS icon
144
CVS Health
CVS
$122B
$301K 0.03%
3,097
-3,450
-53% -$304K
URI icon
145
United Rentals
URI
$72.4B
$300K 0.03%
2,947
– –
PKG icon
146
Packaging Corp of America
PKG
$22.8B
$298K 0.03%
3,820
-55
-1% -$3.94K
APA icon
147
APA Corp
APA
$13.2B
$291K 0.03%
4,622
– –
STT icon
148
State Street
STT
$50.7B
$291K 0.03%
3,710
+960
+35% +$72K
AMZN icon
149
Amazon
AMZN
$2.96T
$289K 0.03%
18,600
-40
-0.2% -$623
PCOM
150
DELISTED
Points.com Inc. Common Shares
PCOM
$286K 0.03%
+22,400
New +$314K
4 5
6
7 8

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HTI
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SIA
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L7C
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SWP
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WBC
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LLL
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SSI Investment Management's Q4 2014 Portfolio in Review

As of Q4 2014, SSI Investment Management held 432 positions worth $985M, down 4% from $1.03B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SSI Investment Management deployed $570M of net new capital in Q4 2014, opening 170 new positions and adding to 63 existing holdings. Its largest new stake was T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A: 153,992 shares worth $8.05M.

By sector, the portfolio is most concentrated in Healthcare at 1.6% of assets, up from 1.2% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Welltower Inc., an estimated $3M trimmed.

  • SSI Investment Management's largest Q4 2014 buy was T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A: 153,992 shares worth $8.05M.
  • SSI Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $19.5M increase.
  • SSI Investment Management's biggest Q4 2014 reduction was Welltower Inc., cutting an estimated $3M.
  • SSI Investment Management fully exited ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX) in Q4 2014, selling an estimated $4.31M.
  • SSI Investment Management's ten largest holdings make up 23% of its $985M portfolio in Q4 2014.
  • SSI Investment Management opened 170 new positions and closed 70 in Q4 2014.
  • SSI Investment Management's portfolio value fell 4% quarter-over-quarter to $985M.

Based on SSI Investment Management's 13F filing for Q4 2014, filed 11 Feb 2015.